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11 Sep 2018, 1:30 pm
(CRD #6363), Investors Capital Corp. [read post]
31 Mar 2017, 7:30 am
Andrew Cuomo calls his state “the progressive capital of the nation,” but when it comes to public defense, New York is anything but. [read post]
14 Feb 2017, 8:34 am
A recent decision by the New York Supreme Court, Appellate Division for the First Department, Buchanan Capital Markets, LLC v. [read post]
18 Jul 2023, 2:47 pm
Capital Sports Bar Shooting in Liberal, KS Leaves One Person Fatally Injured, One Other Wounded. [read post]
2 Apr 2018, 11:00 am
Prior to entering public service, Ms. [read post]
13 Apr 2012, 11:57 am
Waters, who represents the 35th District of California in the U.S House of Representatives, is a senior member of the House Committee on Financial Services, serving as the Ranking Member of the Subcommittee on Capital Markets and Government Sponsored Enterprises. [read post]
26 Oct 2018, 7:34 am
According to FINRA Disciplinary actions for October 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Jason Beem Morgan Stanley UBS Financial Services Inc Stephen Grivas Blackbook Capital LLC Obsidian Financial Group LLC Eric Negron LPL Financial LLC Ameriprise Financial… [read post]
10 Sep 2014, 7:37 pm
Scott Garrett (R-NJ), Chair of the Capital Markets Subcommittee of the Financial Services Committee, and Rep. [read post]
5 May 2008, 3:49 am
The establishment of LLPs would enable professional services firms, such as those constituted by chartered accountants and lawyers, to carry on their activities without risk of personal liability of partners (beyond their share of capital in the firm). [read post]
14 May 2012, 6:56 am
Today, a company you may never have heard of called Residential Capital, LLC (commonly called “ResCap”) filed for Chapter 11 Bankruptcy relief in New York. [read post]
4 Mar 2024, 10:00 pm
Trends & Insights provides the latest in news articles and insights documents on trending areas for financial service organizations. [read post]
25 Sep 2017, 5:00 am
The EC’s vice president for financial stability, financial services and capital markets union said in a news release that the reform package will make it easier for EU companies to operate across borders, and to take advantage of new opportunities in fintech and sustainable and green finance. [read post]
17 Dec 2018, 8:18 am
Defendants advertised their services through two websites and social media. [read post]
1 Dec 2021, 7:45 am
The New York City Department of Education refers students to E&D and pays for its services using rates established by SED. [read post]
1 Dec 2021, 7:45 am
The New York City Department of Education refers students to E&D and pays for its services using rates established by SED. [read post]
18 Jun 2023, 9:03 pm
An annual budget proviso, for example, bans any funds for USDA for providing inspection services to any horse slaughter. [read post]
25 Nov 2014, 7:05 am
There is a short explanation of the International Trade Loan Program as well as Export Express Loan Program and Export Working Capital Program. [read post]
25 Nov 2014, 7:05 am
There is a short explanation of the International Trade Loan Program as well as Export Express Loan Program and Export Working Capital Program. [read post]
27 Jan 2014, 1:14 pm
On January 28th and 29th, the New York Department of Financial Services (DFS) will hold hearings to discuss the regulation of virtual currencies, including the potential issuance of a "BitLicense" specific to virtual currencies. [read post]
3 Mar 2020, 4:05 am
Catholic Charities of Buffalo, with its extensive ministries that serve residents throughout Western New York, providing critical social services, is also separately incorporated under New York's Not for Profit Corporation Law and will not be part of the filing. [read post]
