Search for: "In Re Securities Group"
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12 May 2023, 6:31 am
Document What You’re Doing and Why You’re Doing It This reinforces one of the main principles in incident response. [read post]
12 May 2023, 6:26 am
Moreover, they face stiff criminal penalties if they try to re-enter illegally after being ordered removed. [read post]
11 May 2023, 9:01 pm
Further, the Commission re-proposed amendments to Rule 15b9-1 to require broker-dealers in the markets to register with the Financial Industry Regulatory Authority (FINRA).[19] By extending FINRA oversight to potentially dozens of broker-dealers, the proposed amendments would strengthen oversight of firms trading securities across several markets. [read post]
11 May 2023, 8:30 pm
There are really simple tools out there that will just hold your documents in a safe, secure place. [read post]
11 May 2023, 7:17 am
“They’re the means by which you scale efforts to improve operational performance, implement innovative technology, mitigate risk, and provide more value to the business: all critical mandates of the modern legal department. [read post]
10 May 2023, 11:25 am
We’re also glad to see that several other senators echoed these concerns about encryption as well as others raised by human rights groups throughout the U.S. and the world. [read post]
10 May 2023, 6:06 am
Small groups of university students took to the streets in protest. [read post]
10 May 2023, 4:00 am
Just look at issues such as abortion, drug laws, and national security law. [read post]
9 May 2023, 9:01 pm
Or does the nominee intend to serve as a faithful representative of an activist stockholder or a special interest group (favoring, for example, immediate voluntary carbon reduction or the elimination of plastic packaging)? [read post]
9 May 2023, 11:55 am
Is securities fraud the same thing as investment fraud? [read post]
9 May 2023, 9:23 am
” The least we can do when the Core Group for Accountability meets in Tallinn on May 12, is to have an open and serious discussion about our common path forward without hiding our fears and hesitation behind legal arguments. [read post]
9 May 2023, 5:05 am
I mean that you had the you know, end of lawyers debates, you had privacy and security and risks and how accurate is it and what effect will it have? [read post]
8 May 2023, 9:01 pm
Pundits have come out of the woodwork over the years with various versions of a plan to have the Treasury use some kind of new or special-use security, which would supposedly allow the government to continue to pay the bills (a good thing, of course) but to do so by pretending that the new securities are not debt. [read post]
8 May 2023, 12:28 pm
It is proper for the defendant to proceed on the basis that if it owes an applicant a duty to secure suitable temporary accommodation, it will comply with that duty. [read post]
8 May 2023, 5:49 am
The last report recommended that the department implement a system for promptly re-coding any case that “began as a terrorism or national security investigation” but turned out to be a different type of case. [read post]
6 May 2023, 2:49 pm
There is a Wall Street aphorism that retail money is dumb money. [read post]
5 May 2023, 4:31 pm
You can receive these benefits until you reach age 75, when you get Social Security retirement benefits. [read post]
5 May 2023, 12:04 pm
Fair housing means that all of us — regardless of our race, where we’re born, our gender, or whether we have a disability — have equal access to safe and stable housing. [read post]
5 May 2023, 6:05 am
(Photo by PHILIP FONG/AFP via Getty Images) The post Biden Must Deliver on Disarmament at the G7 Summit in Hiroshima appeared first on Just Security. [read post]
5 May 2023, 4:00 am
Arizona – Group Wants to Keep Dark Money Out of Politics KAWC – Howard Fischer (Capitol Media Services) | Published: 4/30/2023 The group that convinced Arizona voters last year to expose “dark money” contributions to political campaigns wants a federal judge to toss a bid by a conservative advocacy group to kill the new law. [read post]
