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30 Mar 2009, 3:48 pm
In the circumstances, for the reasons I have given, I would allow this appeal".The IPKat is closing his eyes and trying very hard to imagine market traders showing each other their documentation in a gentlemanly attempt to persuade each other of the provenance of their merchandise. [read post]
24 Mar 2009, 10:46 am
Separately, the commissioner described the extraordinary efforts the SEC is making in the SIPA liquidation of the Bernard Madoff Investment Fund, LLC, particularly the international initiative to uncover the Madoff feeder funds.The SEC is focusing on a number of issues involving hedge funds and other institutional traders, including manipulation, insider trading, valuation of illiquid securities, abusive short selling and collusion. [read post]
23 Mar 2009, 2:03 pm
Ossie falsely told some clients he was audited by Robert Half International Inc., a Menlo Park, California-based recruiting company, the agency said. [read post]
23 Mar 2009, 7:34 am
/**/ From time to time, people ask me what I'm reading when trying to figure out what is going on in the economy these days. [read post]
22 Mar 2009, 10:16 am
The SEC says that from 2002 to 2004, a number of Merrill Lynch brokers at three branch offices let day traders, who did not work for the company, hear customers' unexecuted orders as they were being broadcast over the internal intercom systems. [read post]
20 Mar 2009, 1:00 pm
Internal Audit: The Board's Agent on the Ground by Mr. [read post]
20 Mar 2009, 1:19 am
It was only this past weekend that the bailed-out insurance giant paid bonuses totaling $165 million to employees, including traders in the Financial Products unit that nearly brought about AIG's collapse. [read post]
19 Mar 2009, 8:35 am
As Frank Psrtnoy, a law professor at the Universitiy of San Diego and a former derivatives trader, explains it: Imagine if you had a rabbi and said, “All the laws of kosher depend on whether this rabbi decides if food is kosher or not. [read post]
18 Mar 2009, 4:10 am
“Lawmakers outraged at bailed-out American International Group’s move to pay $165 million in executive bonuses are turning their fire on the Obama administration, asking why top officials didn’t act to prevent the pay-out earlier. [read post]
16 Mar 2009, 4:10 am
""Under these circumstances, it's hard to understand how derivative traders at A.I.G. warranted any bonuses at all, much less $165 million in extra pay," Mr. [read post]
11 Mar 2009, 8:34 am
Merrill Lynch will pay $7 million as part of a settlement with the Securities and Exchange Commission over the use of squawk boxes, the intercom systems that sit on the desks of traders, brokers and salespeople and are commonly used to bark out orders and other internal communications. [read post]
5 Mar 2009, 4:00 am
(Peter Zura's 271 Patent Blog) (Patently-O) (Patent Prospector) (Patent Docs) (Patent Baristas) (Intellectual Property Watch) (Law360) (BLOG@IP::JUR) (Chicago Intellectual Property Law Blog) (Patently-O) (Inventive Step) (Washington State Patent Law Blog) (Techdirt) (Hal Wegner) Reactions to Patent Reform Bill 2009 (IP Watchdog) (Patent Baristas) (IP Watchdog) (IP Watchdog) (Patently-O) Global Global - General World IP Day, 26 April, approaching (IPKat) Global -… [read post]
23 Feb 2009, 9:08 am
Thus, the best hope for free traders would be to pursue more >modest agreements in bilateral and regional settings. [read post]
22 Feb 2009, 3:22 am
McCreevy Vets Counterparty Clearing Facility for Credit Default SwapsHeeding the urgent call of European Commissioner for the Internal Market Charlie McCreevy, the derivatives industry has committed to implement the clearing of credit default swaps on a European central counterparty (CCP), pending a more complete review of the whole derivatives area. [read post]
19 Feb 2009, 5:34 pm
As a free trader, I am pleased. [read post]
19 Feb 2009, 11:02 am
FINRA Rule 3010 requires written supervisory procedures including an annual internal audit. [read post]
10 Feb 2009, 6:39 am
This afternoon, after an interminable delay, the Opinion of Advocate General Mengozzi of the Court of Justice of the European Communities was finally posted on the Curia website in Case C-487/07 L'Oréal SA, Lancôme parfums et beauté & Cie SNC, Laboratoire Garnier & Cie v Bellure NV, Malaika Investments Ltd, trading as "Honey pot cosmetic & Perfumery Sales"), Starion… [read post]
4 Feb 2009, 7:44 am
• And with the related explosion of the volume of credit derivatives, enabling investors and traders to hedge underlying credit exposures, or to create synthetic credit exposures. [read post]
3 Feb 2009, 3:09 am
In this sense, Whereas 17 specifies that The law applicable to a contract should be determined in accordance with the Community rules on private international law, in particular Regulation (EC) n º 593/2008 of the European Parliament and the Council of 17 June 2008 on the law applicable to contractual obligations (Rome I). [read post]
30 Jan 2009, 7:00 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WTO panel releases decision in US complaint against China over its IP laws (Michael Geist) (Excess Copyright) (IPKat) (ContentAgenda) (Intellectual Property Watch) (Michael Geist) (Law360) (Techdirt) (Patent Docs) WIPO press release: ‘Global economic slowdown impacts 2008 international patent filings’ (WIPO) (IPKat)… [read post]
