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28 Feb 2012, 5:00 am
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 11-3639, slip op. (7th Cir. [read post]
31 Jan 2020, 11:13 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Heather Weber (Weber), currently employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) has been subject to at least ten customer complaints during the course of her career. [read post]
24 Jul 2019, 8:58 pm
According to a study by Merrill Lynch, by age 61, many people say they are free to chose where they most want to live. [read post]
5 Nov 2007, 10:05 pm
One of the fringe benefits of the turmoil at Merrill Lynch and Citigroup last week is that Austin-based Dell Inc quietly filed five 10-Qs, a proxy statement and last year's 10-K (see this previous post about Dell's delinquent filings). [read post]
1 Feb 2016, 10:15 am
On Friday, January 22, 2016, eleven banks, including Merrill Lynch, RBS, and Barclays, agreed to settle claims brought by the Commonwealth of Virginia in a 2014 action alleging misrepresentations as to the nature, quality, characteristics, and risk profile of RMBS certificates. [read post]
7 Jul 2014, 12:46 pm
Skidmore, Owings & Merrill (No. [read post]
2 Mar 2012, 2:15 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 11-3639 (7th Cir., Feb. 24, 2012), which was the subject of Wednesday’s CAB post, here’s a link to an insightful executive alert on the decision, which was authored by colleagues in Baker Hostler’s New York office, partner Deborah Renner and associate Matthew Moody. [read post]
27 Apr 2011, 9:08 am
The other participants were tax lawyer & accountant Laurence Keiser, Curtis Dubay of the Heritage Foundation, and Peter Merrill of PWC.My turn at the spotlight was entitled "Corporate Tax Reform: If the Path is So Clear, What's the Problem? [read post]
21 Apr 2009, 4:53 pm
From Deal Watch Blog - TitleMax, one of the largest title-lending companies in the U.S. and a frequent advertiser on Atlanta television stations, filed for bankruptcy in Savannah on Monday...The bankruptcy filing was triggered by the maturity of a $165 million loan from Merrill Lynch Mortgage Capital Inc. and Fortress Investment Group LLC. [read post]
12 Mar 2012, 5:54 am
Whether an employee of Merrill Lynch, Smith Barney, Bear Stearns, Lehman Brothers, Wachovia, UBS, Morgan Stanley, JP Morgan or any number of former or current brokerage firms, the inevitable rounds of lay-offs and firm failures play havoc with the registrations of the industry? [read post]
11 Aug 2009, 6:47 am
Executive bonuses are in the news again, with the SEC complaint against Bank of America for allowing Merrill Lynch to pay up to $5.8 billion in discretionary bonuses, despite proxy statements suggesting that no bonuses would be paid. [read post]
15 Sep 2008, 9:18 am
Legal firepower on BofA/Merrill: The banking deal of the century calls for some serious legal heavies. [read post]
19 Oct 2011, 9:50 am
The Federal Reserve, rather than protect depositors or the country for that matter, is supporting the move to keep Merrill Lynch going. [read post]
23 Apr 2012, 8:57 am
Brown was a managing director at Merrill Lynch and head of its strategic asset and lease finance group at the time. [read post]
12 Sep 2011, 6:30 am
Merrill, and Henry E. [read post]
23 Apr 2012, 8:57 am
Brown was a managing director at Merrill Lynch and head of its strategic asset and lease finance group at the time. [read post]
1 Oct 2018, 5:43 am
Rick Merrill was a litigator at a large law firm who became frustrated over his inability to get meaningful information about the judges before whom he appeared. [read post]
17 Feb 2010, 9:08 am
Mayopoulos was terminated because he wanted to disclose widening losses at Merrill Lynch before the deal closed. [read post]
16 May 2021, 4:17 pm
Or should the estates be used to buy annuities for Merrill Rogers’ brothers? [read post]
3 Sep 2008, 10:15 pm
Massachusetts Secretary of State William Galvin has informed Bank of America that it must settle its pending auction-rate securities problems with Massachusetts or face legal action similar to those filed against UBS and Merrill Lynch in July. [read post]
