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7 Feb 2011, 8:00 am
For example, suppose one of the main assets is stock in a particular company that is trade on the New York Stock Exchange. [read post]
7 Aug 2007, 1:11 am
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There has been a lot of talk recently suggesting that the Sarbanes-Oxley Act of 2002 is driving companies away from U.S. stock exchanges to list their initial public offerings on foreign exchanges. [read post]
25 Mar 2014, 9:47 am
First, a holder of Lions Gate notes would exchange the notes for new notes convertible to Lions Gate stock at a favorable rate. [read post]
11 Feb 2013, 8:00 am
According to a report in the New York Times, regulators across the country are confronting a wave of investor fraud that is saddling retirement savers with steep losses on complex, high-risk products that until a few years ago were pitched only to the most sophisticated investors. [read post]
10 Aug 2022, 6:50 pm
(Goldstein, New York Times). [read post]
25 Aug 2011, 10:45 am
Headquartered in New York, Bloomberg employs more than 13,000 people in 185 locations around the world. [read post]
1 Jul 2014, 12:13 pm
Calamari, director of the SEC’s New York Regional Office. [read post]
27 Jan 2020, 6:12 am
A “publicly held corporation” is one whose outstanding shares are listed on a major United States stock exchange, interpreted by the California secretary of state’s office as the New York Stock Exchange (NYSE), the Nasdaq Stock Market (Nasdaq), and the NYSE American. [read post]
26 Mar 2007, 10:03 am
SGLâ€â [read post]
8 Jun 2016, 9:53 am
Attorney’s Office for the Southern District of New York. [read post]
13 Aug 2019, 1:52 pm
Enlarge / A monitor seen on the floor of the New York Stock Exchange on Tuesday, Sept. 4, 2018. [read post]
15 Feb 2007, 2:59 pm
Bankruptcy Court for the Southern District of New York, as well as by Northwest's unsecured creditors. [read post]
3 Mar 2021, 8:05 am
Stock Market Manipulation In 2015, prosecutors filed a complaint against three Russians in New York City. [read post]
5 Aug 2016, 6:27 am
Creditors’ Incentives to Monitor: The Impact of CEO Compensation Structure Posted by Francesco Vallascas, University of Leeds, on Friday, July 29, 2016 Tags: Agency costs, Behavioral finance, Debt, Debt contracts, Equity-based compensation, Executive Compensation,Financial institutions, Incentives, Management, Risk-taking, Short-termism, Stock options, Stock performance Refreshing the Board Posted by Steven B. [read post]
26 Apr 2012, 9:07 am
Jeffrey Keey - The recent First Tier Tribunal decision in HSBC Holdings Plc and The Bank of New York Mellon Corporation v The Commissioners for Her Majesty’s Revenue & Customs brings positive news for UK companies aiming to undertake a fundraise or listing outside the EU involving the use of overseas depositary or clearance systems. [read post]
1 Sep 2009, 1:24 am
Southern District of New York Judge Jed S. [read post]
12 May 2014, 7:18 am
The exchanges, such as the New York Stock Exchange (“NYSE”), pay these liquidity rebates, which typically amount to a fraction of a penny per share, because it increases the overall liquidity in that marketplace. [read post]
17 Oct 2008, 5:12 pm
The New York Stock Exchange has a Shareholder Approval Policy which says that: (c) Shareholder approval is required prior to the issuance of common stock, or of securities convertible into or exercisable for common stock, in any transaction or series of related transactions if: (1) the common stock has, or will have upon issuance, voting power equal to or in excess of 20 percent of the voting power outstanding before the… [read post]
21 Apr 2009, 4:00 am
For purposes of this Bylaw, “independent” has the meaning set forth in the New York Stock Exchange (“NYSE”) listing standards, unless the Corporation’s common stock ceases to be listed on the NYSE and is listed on another exchange, in which case such exchange’s definition of independence shall apply. [read post]
21 Jan 2010, 11:30 am
Board of Trade of the City of New York, No. 2822-CC (Del. [read post]
