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4 Jan 2016, 4:08 pm by Kevin LaCroix
As discussed here, in a October 23, 2015 opinion , New York (New York County) Supreme Court Judge Charles E. [read post]
30 Dec 2015, 8:34 am by Adam Weinstein
Thereafter, from August 2013 until August 2013, Bader was associated with National Securities Corporation out of the firm’s Melville, New York office location. [read post]
30 Dec 2015, 7:33 am by Beth Mole
Martin Shkreli, chief executive officer of Turing Pharmaceuticals LLC, exits federal court in New York, US, on Thursday, December 17, 2015. [read post]
29 Dec 2015, 8:00 am
The court considered Delaware law (as provided for in the parties' agreements but noted that it largely tracked New York law), and found that the non-compete restrictions were not supported by valid consideration. [read post]
29 Dec 2015, 3:00 am by The Silber Law Firm LLC
The court considered Delaware law (as provided for in the parties’ agreements but noted that it largely tracked New York law), and found that the non-compete restrictions were not supported by valid consideration. [read post]
23 Dec 2015, 4:50 pm by Beth Mole
Martin Shkreli, chief executive officer of Turing Pharmaceuticals LLC, exits federal court in New York, US, on Thursday, December 17, 2015. [read post]
22 Dec 2015, 1:34 pm by D. Daxton White
Calamari, regional director of the SEC’s New York office, “We allege that Toomer abused his role as a financial advisor to help create the false appearance of market demand in these stocks and facilitate the pump-and-dump scheme. [read post]
17 Dec 2015, 12:37 pm by William Foley
  The Court dismissed the wide-ranging securities fraud and manipulation claims against seven stock exchanges (including the New York Stock Exchange, NASDAQ and the Chicago Stock Exchange), finding that “merely enabling a party to react more quickly to information” does not constitute a manipulative act in violation of securities laws, particularly “where the services at issue are publicly known and… [read post]
14 Dec 2015, 10:01 pm by Dan Flynn
And while even the lingering diarrhea should end reasonably soon for BC students, some of whom had to miss final exams, the bad times may be just beginning for the company known on the New York Stock Exchange as CMG. [read post]
8 Dec 2015, 4:29 pm by Kevin LaCroix
Vale’s American Depositary Shares trade on the New York Stock Exchange; however, the complaint does not limit the class on whose behalf it purports to be filed to those persons who bought ADRs on the NYSE. [read post]
1 Dec 2015, 3:08 am by Broc Romanek
The exchanges would, in comparison to their larger national exchange counterparts (Nasdaq Stock Exchange, New York Stock Exchange, etc.), allow smaller or earlier-stage companies to list their shares and provide for some liquidity. [read post]
29 Nov 2015, 5:53 pm by Kevin LaCroix
  On November 26, 2015, Tesco plc issued a press release in which the company stated that it had reached an agreement in principle to settle the U.S. securities class action lawsuit pending in the Southern District of New York, for $12 million. [read post]
23 Nov 2015, 3:15 pm by Jeff Kern and Christopher Bosch
 On January 1, 2016, the New York Stock Exchange (“NYSE”) – now owned by Intercontinental Exchange, Inc. [read post]
17 Nov 2015, 7:12 am by Adam Weinstein
The New York Times postulated that August’s losses were the result of the VIX volatility. [read post]
9 Nov 2015, 1:28 pm by Alyssa Rosen
New York Investigating Whether Exxon Hid What it Knew About Climate Change, L.A. [read post]