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18 Mar 2014, 11:21 am
Recently, Berthel Fisher & Company Financial Services, Inc., an Iowa-based financial services firm, was found to be flagging in its supervisory procedures pertaining to REITs and ETFs (exchange-traded funds). [read post]
14 Mar 2014, 8:46 am
The Wilderness Society Praises First Wilderness Designation in 5 Years - The Wilderness Society Praises First Wilderness Designation in 5 Years -- Sleeping Bear Dunes National Lakeshore Conservation and Recreation ActWaste Information & Management Services, Inc. [read post]
13 Mar 2014, 6:41 am
Although hotel owners more often decide to shut down operations permanently rather than the managing entities that operate the hotels, the managing entity bears the primary responsibility for giving WARN notices.[2] Accordingly, in negotiating management agreements, prudent hotel managers should secure protection from the owner against WARN liability for a permanent shutdown. [read post]
12 Mar 2014, 8:57 am
It is time for coordination within Norway, if the GPFG is to preserve its role as a leading investment vehicle in private markets and as a leader in private polycentric efforts to coordinate global approaches to corporate conduit and regulation. [read post]
11 Mar 2014, 3:39 pm
The case involved two employees who formerly worked for "privately held companies that provide advisory and management services to" Fidelity funds. [read post]
7 Mar 2014, 7:31 am
” SBA OHA concluded: On these facts, then, the Area Office could reasonably conclude that FFIL is not an independent private organization, but rather is a quasi-governmental entity created, controlled, and managed by the Puerto Rican government, and funded through government-mandated assessments. [read post]
6 Mar 2014, 8:50 am
The App aims at making all GLOBE publications accessible in a mobile format starting with the 700-page 4th edition of the GLOBE Climate Legislation Waste Information & Management Services, Inc. [read post]
3 Mar 2014, 7:45 am
Waste Information & Management Services, Inc. [read post]
3 Mar 2014, 3:58 am
Dorine also moved for a preliminary injunction against defendants’ use of Caterina Realty funds to advance the defendants’ legal defense costs, on the ground that the operating agreement, although it authorized indemnification for claims against member-managers, did not authorize advancement of defense costs. [read post]
1 Mar 2014, 8:31 am
It is said to invest only in conservative inc¡vestments (Sovereign Wealth Fund Institute, Russia Reserve Fund). [read post]
27 Feb 2014, 5:56 am
The Securities and Exchange Commission today announced charges against an Arizona-based private equity fund manager and his investment advisory firm for orchestrating a scheme to misallocate their expenses to the funds they manage.The SEC Enforcement Division alleges that Scott A. [read post]
25 Feb 2014, 10:02 am
Contorinis in which the Second Circuit held that the SEC could obtain disgorgement of profits that a defendant did not personally make, but that “he has bestowed on others” (in Contorinis, the focus was on profits made by a fund that the defendant co-managed). [read post]
25 Feb 2014, 8:27 am
Waste Information & Management Services, Inc. [read post]
24 Feb 2014, 7:36 pm
R.I., Inc. v. [read post]
23 Feb 2014, 6:01 pm
Indeed, the evidence painted “a picture of widespread insensitivity towards his disability by managers” since the inception of his employment (Witkowski v GameStop, Inc.) [read post]
23 Feb 2014, 6:36 am
These actions violated the Anti-Kickback Statute, a federal law banning remuneration payments intended to induce referrals of services or items covered by federally funded health care programs. [read post]
10 Feb 2014, 4:16 pm
Damages awarded to private plaintiffs who win retaliation lawsuits also tend to be quite costly. [read post]
7 Feb 2014, 6:42 am
Others participants alleged to have been involved in the STI Note scheme include Jinesh Pravin Brahmbatt (Branhmbatt), President and CCO of Jade Private Wealth Management, Inc. [read post]
6 Feb 2014, 11:40 am
BCE Master Trust Fund was represented by Heenan Blaikie with a team including Anthony Penhale, Terry Didus and Peter Clark.July 2, 2012 – Catamaran Corp., a leading provider of pharmacy benefit management services and health-care IT solutions to the healthcare benefits management industry, completes its merger of Catalyst Health Solutions, Inc. with a wholly owned subsidiary of Catamaran. [read post]
29 Jan 2014, 10:02 am
Thereafter, from 2003 through 2007, Diaz was registered with GunnAllen Financial, Inc. [read post]
