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6 May 2022, 6:01 am
Securities and Exchange Commission, on Friday, April 29, 2022 Tags: Capital formation, Direct listings, IPOs, Mergers & acquisitions, Private firms, Public firms, Securities regulation, SPACs Ten Thoughts on the SEC’s Proposed Climate Disclosure Rules Posted by Michael Littenberg, Marc Rotter, and Hannah Shapiro, Ropes & Gray LLP, on Saturday, April 30, 2022 Tags: Climate change, Disclosure, Environmental… [read post]
Nasdaq filed a brief as an intervenor, arguing primarily that Nasdaq is a private company and, thus, there is no state action to challenge. [read post]
2 May 2022, 5:15 pm by Rob Robinson
About ArcherHall, LLC ArcherHall, LLC, based in Sacramento, CA is a leading provider of services to law firms, corporations, and government agencies. [read post]
29 Apr 2022, 11:51 am by Andrew Hamm
Gulfshore Private Home Care, LLC 21-1329Issues: (1) Whether a district court has the power to sua sponte vacate a final judgment without notice to the parties, an issue that has divided the circuits, the U.S. [read post]
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
27 Apr 2022, 7:28 pm by Seyfarth Shaw
Sun-Times Media, LLC, 777 F.3d 937 (7th Cir. 2015), where the Seventh Circuit held that the Driver’s Privacy Protection Act’s (the “DPPA”) “prohibition on obtaining information from driving records” did not restrict speech because it limited only “access to information. [read post]
27 Apr 2022, 11:21 am by Roger Parloff
Far more important, no OLC opinion has ever claimed that a private citizen, subpoenaed in connection with his or her conduct as a private citizen, was totally immune from a congressional subpoena. [read post]
27 Apr 2022, 8:37 am by Silver Law Group
Additionally, Nicholas failed to notify Merrill, Lynch of his OBA involved in private securities transactions. [read post]
27 Apr 2022, 7:20 am by Silver Law Group
Knittel engaged in a private security transaction which was specifically prohibited by his firm, Fortune Financial Services. [read post]
26 Apr 2022, 12:31 pm
At McNamara Phelan McSteen, LLC, our team understands that you may be processing some difficult emotions during this time. [read post]