Search for: "Prudential Bank " Results 1421 - 1440 of 1,594
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11 Jan 2010, 10:22 am by James Hamilton
The new European Systemic Risk Board will be the macro prudential regulator on the front lines of preventing a systemic disruption or failure of the financial system. [read post]
9 Jan 2010, 8:30 pm by David Jacobson
The Corporations Act whichever Act licenses your industry The Trade Practices Act and consumer protection laws (including the new Australian Consumer Law) The Commonwealth Privacy Act the various Tax Acts (Commonwealth and State) occupational health and safety laws employment and discrimination laws intellectual property laws real property laws environmental laws insurance laws contract and ecommerce laws your industry’s standards and codes If you provide financial services: Anti-Money… [read post]
6 Jan 2010, 12:13 pm
This truism has gone grossly out of fashion in recent years, but read Kaufman and you will find some good prudential reasons for bringing it back. [read post]
These prudential standards must include capital and risk-management requirements, as well as limitations on leverage, liquidity and credit concentration. [read post]
But serious deficiencies in prudential oversight and financial regulation in the period before the crisis were accompanied by major governance failures within banks. [read post]
24 Dec 2009, 1:18 pm by James Hamilton
A financial holding company also has the right to ask a federal judge to rescind the strict prudential standards imposed on it. [read post]
21 Dec 2009, 6:17 pm
Non-banking finance companies (NBFCs) exclusively involved in financing infrastructure projects may avail of ECB “from the recognized lender category including international banks under the approval route, subject to complying with the prudential standards prescribed by the Reserve Bank and the borrowing entities fully hedging their currency risk”.3. [read post]
11 Dec 2009, 11:38 am by James Hamilton
The Council must also issue formal recommendations to the SEC and other Council members to adopt heightened prudential standards for the firms they regulate in order to mitigate system risk. [read post]
10 Dec 2009, 1:40 am
In other words, SEBI places almost absolute faith and unqualified reliance on the ability of an FII to carry out the basic regulatory and prudential oversight. [read post]
7 Dec 2009, 6:59 am by Heather Young
The company then made lump-sum payments to some participants and purchased long-term annuities on behalf of other employees from the Prudential Insurance Company. [read post]
4 Dec 2009, 1:45 am
”Diminished Capacity to Preempt State LawOther changes made to win support include limitations on the FIO’s ability to enter into international agreements on prudential measures that are inconsistent with existing state laws. [read post]
2 Dec 2009, 5:42 pm by James Hamilton
According to Treasury, the lack of a federal regulatory regime and resolution authority for large systemic non-bank financial institutions contributed to the financial crisis and, unless addressed with legislation, will constrain a federal response to future crises. [read post]
27 Nov 2009, 9:27 am
Given the shortcomings of the current regulatory structure, I believe there is a need to establish a framework for macro-prudential oversight that looks across markets and avoids the silos that exist today. [read post]
22 Nov 2009, 9:05 am
Gregory has also served as an advisor to the World Bank and the joint OECD/World Bank Global Corporate Governance Forum on governance policy for developing and emerging markets. [read post]
18 Nov 2009, 11:42 am
So we now know GMAC's Molina is out of consideration, and evidently so is Prudential's Demchak. [read post]
18 Nov 2009, 10:11 am by Erik Gerding
And sometimes prudential regulations can also promote homogeneity, as banks would be restricted to similar kinds of investments. [read post]
18 Nov 2009, 10:11 am
And sometimes prudential regulations can also promote homogeneity, as banks would be restricted to similar kinds of investments. [read post]
16 Nov 2009, 3:24 pm by James Hamilton
The Commission proposed that the Board would carry have macro prudential oversight to look for systemic weaknesses in the financial system, while the sectoral Supervisory Authorities would co-ordinate micro prudential regulation. [read post]
13 Nov 2009, 7:43 pm
He notes: “Prudential control on capital flows makes a lot of sense. [read post]