Search for: "R. A. Stanley"
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8 May 2012, 6:30 am
As Dealbook observes, all told, Morgan Stanley would have to come up with $7.2 billion in collateral if Moody's downgrades its credit rating three notches. [read post]
7 May 2012, 2:07 pm
FINRA recently has announced that it has sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC. more than $9.1 million in total for selling leveraged and inverse exchange-traded funds or ETFs. [read post]
7 May 2012, 7:09 am
., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
7 May 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Morgan Stanley Real Estate Investing Registered 3 Goldman Sachs Real Estate Principal Investment Area Registered 4 Tishman Speyer Registered 5 Colony Capital Registered 6 The Carlyle Group Registered 7 Lone Star Funds (Hudson Advisors) Registered 8 Beacon Capital Partners Registered 9 Westbrook Partners Registered 10 LaSalle Investment Management Registered 11 MGPA Registered 12 Starwood… [read post]
JENNIFER RUBIN THINKS THE NEW MEDIA ARE BLOWING IT AND FALLING FOR OBAMA’S DISTRACTIONS. Well, she …
5 May 2012, 7:55 am
Plus, related thoughts from Stanley Kurtz. [read post]
4 May 2012, 5:38 pm
Morgan Stanley & Co. [read post]
4 May 2012, 7:02 am
But while riches await the company's biggest holders, the deal won't prove nearly as lucrative for banks.Facebook executives including finance chief David Ebersman began a tour of Wall Street banks Friday morning, starting with a visit to Morgan Stanley's midtown headquarters in Manhattan at 8 a.m. [read post]
3 May 2012, 11:58 am
The Financial Industry Regulatory Authority (FINRA) announced that it ordered Citigroup Global Markets, Morgan Stanley, UBS Financial Services, and Wells Fargo Advisors to pay more than $9.1 million for failure to supervise and failure to have a reasonable basis for recommending selling leveraged and inverse exchange traded funds. [read post]
3 May 2012, 4:21 am
: The mysterious Japanese company behind the world’s best zippers" pjblack.me/ItLOpR a stunning collection from @TheAtlantic: "All-Request Photos: Stanley Cup Playoffs, Ernest Hemingway, Lucha Libre" pjblack.me/ItKRxH "What It Will Look Like When Men Ruin Pinterest" pjblack.me/ITGv1h "9 iOS Music Apps That Are Better Than Anything Apple Can Come Up With" pjblack.me/ITy06l "Never mind the politics, feel the policy"… [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
2 May 2012, 6:14 am
("Citigroup"), Morgan Stanley, UBS Financial Services, Inc. [read post]
2 May 2012, 4:30 am
At the fag-end of their life, the plaintiffs, Stanley Andrews, aged 77 years and Donald C. [read post]
2 May 2012, 4:25 am
... [read post]
1 May 2012, 10:01 pm
The mother was reprsented by Stanley Alter of Alter & Alter, L.L.P., of New York City. [read post]
1 May 2012, 12:13 pm
Stanley J. [read post]
1 May 2012, 2:00 am
In addition, we cover two decisions from the First Department: one addressing the heightened standard for fraud claims brought by sophisticated investors, and another affirming the dismissal of a Morgan Stanley shareholder derivative suit alleging excessive executive compensation. [read post]
30 Apr 2012, 12:27 pm
Judge Stanley F. [read post]
30 Apr 2012, 12:27 pm
Judge Stanley F. [read post]
30 Apr 2012, 12:18 pm
On April 25 the SEC charged Garth R. [read post]
