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27 Feb 2025, 1:20 pm
The Securities and Exchange Commission today announced that the Commission has filed a joint stipulation with Coinbase Inc. and Coinbase Global Inc. to dismiss the ongoing civil enforcement action against the two entities. [read post]
7 Nov 2022, 8:36 am
The Securities and Exchange Commission today named Keith E. [read post]
6 Mar 2024, 9:20 am
The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings. [read post]
16 Dec 2022, 7:54 am
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued its 2022 Annual Report to Congress and the Commission. [read post]
24 Jan 2025, 8:10 am
The Securities and Exchange Commission today announced Acting Chairman Mark T. [read post]
30 Oct 2006, 5:33 am
Securities and Exchange Commission in relation to its internal review of stock-option grants, the company said late Friday. [read post]
27 Mar 2025, 1:06 pm
The Securities and Exchange Commission today voted to end its defense of the rules requiring disclosure of climate-related risks and greenhouse gas emissions. [read post]
31 Jan 2023, 9:21 am
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Tuesday, Feb. 7. [read post]
4 Feb 2025, 8:50 am
The Securities and Exchange Commission today announced Acting Chairman Mark T. [read post]
14 May 2024, 11:55 am
The Securities and Exchange Commission is seeking candidates to fill a limited number of vacancies on the agency’s Small Business Capital Formation Advisory Committee, which provides advice and recommendations to the Commission on rules, regulations, and…Read the Full Press Release Have a securities law question? [read post]
14 Dec 2023, 1:51 pm
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued its 2023 Annual Report today to Congress and the Commission. [read post]
28 Aug 2024, 8:20 am
The Securities and Exchange Commission today adopted amendments to reporting requirements on Form N-PORT to provide the Commission and investors with more timely information about certain registered investment companies (funds). [read post]
4 Sep 2024, 1:30 pm
The Securities and Exchange Commission today announced settled charges against three affiliated registrants, Commission-registered broker-dealer Nationwide Planning Associates, Inc. and investment adviser NPA Asset Management, LLC, and state-registered…Read the Full Press Release Have a securities law question? [read post]
17 Oct 2023, 12:03 pm
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened a hybrid meeting today to discuss certain issues relating to…Read the Full Press Release Have a securities law question? [read post]
21 Nov 2024, 10:00 am
The Securities and Exchange Commission today announced that its 33rd Chair, Gary Gensler, will step down from the Commission effective at 12:00 pm on January 20, 2025. [read post]
15 Dec 2023, 8:11 am
The Securities and Exchange Commission today issued a staff report on the accredited investor definition. [read post]
30 Oct 2024, 8:00 am
The Securities and Exchange Commission today announced four new members of the Small Business Capital Formation Advisory Committee. [read post]
20 Sep 2023, 2:12 pm
The Securities and Exchange Commission today approved a rule to revise the Commission’s regulations under the Privacy Act, which is the principal law governing the handling of personal information in the federal government. [read post]
21 Jun 2022, 8:05 am
The Securities and Exchange Commission today charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with the Commission in certain ratings classes, with violating conflict of…Read the Full Press ReleaseHave a securities law question? [read post]
27 Mar 2024, 7:05 am
The Securities and Exchange Commission today adopted amendments to the rule permitting certain internet investment advisers to register with the Commission (the “internet adviser exemption”). [read post]
