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26 Oct 2020, 11:18 am by Andy Foreman
But others use the term to refer simply to computer code as if the code has no legal meaning or consequences. [read post]
FINRA Rule 2150(a) provides that “[n] member of person associated with a member shall make improper use of a customer’s securities of funds. [read post]
22 Oct 2020, 7:06 am by Kristian Soltes
The BRC, together with the British Independent Retailers Association, Association of Convenience Stores, Federation of Small Business and UKHospitality have come together to call for decisive action from the Competition and Markets Authority to tackle increasing scheme fees. [read post]
22 Oct 2020, 4:03 am by INFORRM
  Please let us know if there are other cases and jurisdictions which we should be covering. [read post]
20 Oct 2020, 12:00 am by Mark Nieds
Then, once a license is secured, the politician will have to look to see if there are any limits, exclusions or prohibitions against use of the licensed song for political purposes. [read post]
16 Oct 2020, 9:00 am by Kristian Soltes
For example, in some cases, the OBeP process has involved numerous redirects and excessive security measures, such as requiring customers using a PISP to go through two or more Strong Customer Authentication (SCA) processes. [read post]
16 Oct 2020, 4:45 am by Alan Rosca
Three of these member firms are now expelled by FINRA (Benson York Group, INC, Brookville Capital Partners, and Legend Securities, INC.) [read post]
16 Oct 2020, 4:45 am by Alan Rosca
Three of these member firms are now expelled by FINRA (Benson York Group, INC, Brookville Capital Partners, and Legend Securities, INC.) [read post]
15 Oct 2020, 1:19 pm by Kathleen Scott (US)
In this latest ruling, the court held that social media company Kik Interactive Inc. violated US securities laws when it failed to register its 2017 sale of nearly US$100 million of its digital tokens, called “Kin,” with the Securities and Exchange Commission. [read post]
15 Oct 2020, 9:00 am by Kristian Soltes
For example, in some cases, the OBeP process has involved numerous redirects and excessive security measures, such as requiring customers using a PISP to go through two or more Strong Customer Authentication (SCA) processes. [read post]
11 Oct 2020, 4:31 pm by INFORRM
A US news agency, X17,  has apologised to the Duke and Duchess of Sussex after drones were used to take pictures of their son Archie. [read post]
9 Oct 2020, 3:05 pm by Richard Hunt
By now, of course, most landlords have adjusted to the problems associated with the indiscriminate use of arrest and conviction records as a tenant screening method. [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
Ripple has been locked in a long-running battle with the SEC and investors over whether the digital currency XRP is a security. [read post]