Search for: "US Trade and Exchange, LLC"
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13 Jan 2011, 11:29 am
Each fund is privately owned by a limited number of investors and fund units are not traded on open exchanges. [read post]
12 Jan 2011, 8:00 am
(“JCG”) paid $100 million to settle with the Securities and Exchange Commission. [read post]
11 Jan 2011, 5:00 am
The prices used in the calculation are as of the time when trading closes on the New York stock exchanges. [read post]
8 Jan 2011, 7:23 am
Patent No. 5,623,601 entitled APPARATUS AND METHOD FOR PROVIDING A SECURE GATEWAY FOR COMMUNICATION AND DATA EXCHANGES BETWEEN NETWORKS and owned by Network Protection Sci., LLC. [read post]
8 Jan 2011, 7:23 am
Patent No. 5,623,601 entitled APPARATUS AND METHOD FOR PROVIDING A SECURE GATEWAY FOR COMMUNICATION AND DATA EXCHANGES BETWEEN NETWORKS and owned by Network Protection Sci., LLC. [read post]
5 Jan 2011, 1:11 am
As to the question, why the OSI filed its complained in Germany, Groklaw discovered in an Amended Proxy Statement Pursuant Section 14(a) of the US Securities Exchange Act, filed with the US Stock Exchange Supervisory Authority (SEC), that the closing of the Atachmate/Novell merger is subject to the satisfaction or waiver of each of a number of conditions, among which is the receipt of all consents under other applicable antitrust laws, including the… [read post]
30 Dec 2010, 2:17 am
The Complainant in Tower Research Capital, LLC, managing member of Limestone Trading, LLC v. [read post]
28 Dec 2010, 10:41 am
In September, new concerns about the suitability of leveraged, inverse exchange-traded funds (ETFs) for individual investors began to crop up. [read post]
20 Dec 2010, 10:32 am
Firms that use expert networks — and other paid research consultants — should carefully evaluate the use of these services and make sure they have in place the appropriate safeguards to prevent the misuse of material nonpublic information. [read post]
18 Dec 2010, 3:42 pm
Hedge fund manager and investment adviser Trueblue Strategies LLC owner Neil Godbole has agreed to settle for $40,000 Securities and Exchange Commission charges that he hid his investors’ trading losses. [read post]
13 Dec 2010, 5:01 am
(Chicago IP Litigation Blog) International Game Technology – Department of Justice busts planned counterfeit slot machines operation (ArsTechnica) US Trademarks Enhancing electronic communications for trademarks (Director’s Forum) US Trade Marks – Decisions 9th Circuit: Naked license in trademark leads to abandonment: FreeCycle Sunnyvale v. [read post]
6 Dec 2010, 2:36 am
(IPBiz) US Patents USPTO extends deadline for Patent Application Exchange Program (Patent Docs) US Patents – Decisions District Court E D Texas: In an ‘exceptional’ case, court orders production of negotiations leading to license agreements: Clear with Computers, LLC v. [read post]
19 Nov 2010, 5:00 am
Madoff Investment Securities LLC (BMIS) with playing key roles in the Madoff Ponzi scheme. [read post]
17 Nov 2010, 8:13 am
In 2005, KLD worked with Barclays Global Investors to create an exchange-traded fund based on what is now called the MSCI KLD 400 Social Index. [read post]
14 Nov 2010, 10:09 pm
Grp., LLC v. [read post]
12 Nov 2010, 12:58 pm
TR Investors, LLC v. [read post]
9 Nov 2010, 4:00 am
He was found to have knowingly or recklessly approved fraudulent prices on Suncoast trades. [read post]
7 Nov 2010, 1:41 pm
EXAMPLES OF DOCTRINES THAT COHERE The basic structure of state organization statutes (e.g., state corporation laws, partnership acts, LLC acts). [read post]
26 Oct 2010, 8:22 am
AdvisorShares Set to Launch the Cambria Global Tactical ETF (NYSE: GTAA) GTAA takes a quantitative approach to Global Tactical Asset Allocation BETHESDA, MD - October 25, 2010 - AdvisorShares Investments, LLC, an innovator of actively managed Exchange Traded Funds (ETFs), today announced that it will begin trading in the Cambria Global Tactical ETF (NYSE: GTAA) tomorrow, October 26th. [read post]
20 Oct 2010, 8:07 am
The Securities and Exchange Commission (SEC) has issued a press release stating that the SEC has charged Paul T. [read post]
