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11 Dec 2017, 7:58 am
.■ A slight correction (well, clarification) for our item last week on Wells Fargo's little insurance fraud fiasco. [read post]
9 Dec 2017, 12:26 pm by Adam Weinstein
  Devito was formerly registered with Wells Fargo Advisors (Wells Fargo). [read post]
But Senator Elizabeth Warren was skeptical, pointing out Sloan’s decades-long career with Wells Fargo as evidence that he might not be the best person to lead the bank through this change. [read post]
7 Dec 2017, 7:26 am by Silver Law Group
Guimares, Wells Fargo: Unsuitable Investment Advice. appeared first on Securities Arbitration Lawyers Blog. [read post]
7 Dec 2017, 7:00 am
Because it seems big:"The accusation is the result of a department investigation that found that from 2008 to 2016, Wells Fargo customers were issued approximately 1,500 insurance policies and charged premiums without their knowledge or permission. [read post]
6 Dec 2017, 1:19 pm by Erik Slobe
An investigation was opened [press release] against Wells Fargo last year after Prudential employees accused Wells Fargo of signing up customers for insurance policies without permission. [read post]
5 Dec 2017, 7:50 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) ordered Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) to pay more than $3.4 million in restitution to customers for unsuitable recommendations of volatility-linked exchange-traded products (ETPs) and supervisory failures concerning the sales of these products. [read post]
29 Nov 2017, 12:00 am
The Financial Industry Regulatory Authority (FINRA) has fined Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC $3.4 Million as required restitution relative to unsuitable recommendations involving volatility-linked Exchange Traded Products (ETP’s) and related supervisory failures related to these investments. [read post]
28 Nov 2017, 6:37 am by Adam Gana
Edwards & Sons, Inc. in 1991 and moved to Wells Fargo Advisors in January 2008 where he stayed until December 2016. [read post]
27 Nov 2017, 12:38 pm by Levin & Perconti
Wells Fargo Scandal: Why Class Actions Are Necessary With last year’s Wells Fargo scandal still fresh in Americans’ minds, overturning the block on class action lawsuits is unwelcome news. [read post]
26 Nov 2017, 7:45 pm by Adam Gillette
But Fargo has a pretty cool downtown, a well-run marathon (with a finish line inside the Fargo Dome), and Sammy's pizza. [read post]
21 Nov 2017, 6:31 am by Robert Kraft
Among the Wells Fargo customers hurt by the practice were military service members on active duty. [read post]
16 Nov 2017, 5:36 am by Doug Cornelius
(See Why Sales Quotas Ruined Wells Fargo by Matt Levine.) [read post]
15 Nov 2017, 12:15 pm by Rich Vetstein
Court Shoots Down Lender’s Attempt to Expand Doctrine of Equitable Subrogation In the interesting case of Wells Fargo Bank v. [read post]
13 Nov 2017, 3:59 am
Justice Department Obtains $5.4 Million in Additional Relief to Compensate Servicemembers for Unlawful Repossessions by Wells Fargo Dealer Services (Department of Justice Press Release) https://www.justice.gov/opa/pr/justice-department-obtains-54-million-additional-relief-compensate-servicemembers-unlawfulThe Servicemembers Civil Relief Act ("SCRA") requires a court to review and approve any repossession if the servicemember took out the loan and made a payment… [read post]
13 Nov 2017, 3:03 am by Walter Olson
” [Stephen Bainbridge] Trial lawyers and CFPB did little to correct Wells Fargo fake-account scandal [Ted Frank WSJ letter] Study finds that more-cumbersome judicial foreclosure methods tend to correlate with tougher lending standards especially for poor; should constriction of home credit for poorer households be interpreted as a good? [read post]