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26 May 2020, 3:38 am by Edith Roberts
At AP, Mark Sherman reports that “Chief Justice John Roberts told graduating seniors at his son’s high school that the coronavirus has ‘pierced our illusion of certainty and control’ and he counseled the students to make their way with humility, compassion and courage in a world turned upside down. [read post]
24 May 2020, 6:20 pm by Howard Bashman
Chief Justice Says Pandemic Pierces ‘Illusion of Certainty. [read post]
21 May 2020, 7:12 am by Silver Law Group
  MML Investors Services, LLC   Suntrust Investment Services, Inc   Mannera, Samuel   Wells Fargo Clearing Services, LLC   Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
21 May 2020, 7:05 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Cline, Kevin   Source Capital Group, Inc   Ridgemont Securities, Inc   Delaney, Maxwell   Brill Securities, Inc   National Securities Corporation   Henrich, Todd   National Securities Corp   Obsidian Financial Group  … [read post]
21 May 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Belesis, George   Portfolio Advisors Alliance, LLC   John Thomas Financial   Berghausen, Joseph   ADP Broker-Dealer, Inc   Cetera Advisor Networks LLC  … [read post]
20 May 2020, 2:25 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bressman, Michael   FCG Advisors, LLC   Merrill Lynch, Pierce, Fenner & Smith Inc   Dannenberg, Stephanie   Dineen, Mary Ann   UBS Financial… [read post]
20 May 2020, 1:57 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Callagy, Christopher   Aegis Capital Corp   Oppenheimer & Co Inc   Costanzo, Anthony   AXA Advisors, LLC   Dininno, Matthew   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   Dow, Rodrick  … [read post]
Natalie Pierce is the cochair of Littler’s Robotics, AI, and Automation Industry Group. [read post]
19 May 2020, 1:34 pm by Ronald V. Miller, Jr.
For example, the head may collide with the airbag or be pierced by a projectile. [read post]
15 May 2020, 3:37 pm by Thaddeus Hoffmeister
The presiding judge for Pierce County Superior Court in Tacoma is looking at several locations that will meet the health and security needs of jurors and other court actors. [read post]
15 May 2020, 10:19 am by luiza
  Similarly, where fraudulent profit-takers attempt to shield valuable assets from foreseeable liabilities, a court may apply the alter-ego doctrine or pierce the corporate shield to reach the assets and make fraud victims whole. [read post]
14 May 2020, 1:01 pm by Dan Filler
This just in: The University of New Hampshire Franklin Pierce School of Law (UNH Law), a national leader in practical legal education with a commitment to inclusion, diversity, and quality engagement for all, seeks to hire an Assistant or Associate Clinical Professor to serve as Director of the Legal Residency Program to begin August 2020. [read post]
11 May 2020, 8:22 pm by John Gotaskie
Health and wellness facilities and personal care services  (including gyms, saunas, tattoo and piercing shops, tanning, spas, hair salons, nail salons, massage therapy, and other similar facilities). [read post]
11 May 2020, 6:48 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Juan Barreras (Barreras), currently employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) has been subject to at least five customer complaints during the course of his career. [read post]
8 May 2020, 12:02 pm by Silver Law Group
Before working for Next Financial Group, he worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691). [read post]
8 May 2020, 9:47 am by Silver Law Group
  Yee Yee Htwe   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Farmers Financial Solutions, LLC   Randy Jackson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   E*Trade Securities LLC   Scott Levine   Craft Capital Management LLC   PHX Financial, Inc. [read post]
8 May 2020, 4:10 am
Examining Attorney Charles Hiser submitted evidence of use of the term by "cardless cash" by Fidelity's competitors, two patents, one patent application, one trademark registration, and numerous media examples.Citing In re Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]