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4 Jun 2018, 6:26 am by Silver Law Group
  Jeanette Marie Sanchez   Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
18 Jun 2012, 5:16 am by Steven M. Gursten
SMARTER is a motorcycle safety group, and it stands for Skilled Motorcyclist Association — Responsible, Trained and Educated Riders, Inc. [read post]
8 Jul 2009, 2:39 pm
  Set forth below is a list (in alphabetical order) of the established small-, veteran-, minority-, and women-owned businesses partnerships: Advent Capital Management, LLC; Altura Capital Group LLC; Arctic Slope Regional Corporation; Atlanta Life Financial Group, through its subsidiary Jackson Securities LLC; Blaylock Robert Van, L.L.C.; CastleOak Securities, LP; Muriel Siebert & Co., Inc.; Park Madison Partners LLC; The Williams Capital… [read post]
16 Feb 2023, 7:00 am by Katherine Oberlies
Securities and Exchange Commission (“SEC”) issued an order settling charges against Kovak Advisors, Inc. [read post]
27 Feb 2017, 5:00 am by Bryston Gallegos
(“DBAHC”), DBAHC Executive Committee, Deutsche Bank Matched Savings Plan Investment Committee (the “Investment Committee”), Richard O’Connell, Deutsche Investment Management Americas Inc. [read post]
27 Dec 2021, 6:50 am by Zamansky LLC
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]
13 Sep 2018, 6:30 am by George Bellas
Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc., and Michael Stollery, a self-described “block chain evangelist,” were collectively accused of fraud in connection with purchase, offer or sale of securities under both the Securities Exchange Act and the Securities Act. [read post]
20 Jul 2018, 6:15 am
” The Supreme Court’s decision to review this case implicates the scope and applicability of its decision in Janus Capital Group, Inc. v. [read post]
10 Dec 2014, 4:48 pm by Sabrina I. Pacifici
Eight U.S. firms would currently be identified as GSIBs under the proposal: Bank of America Corporation, The Bank of New York Mellon Corporation, Citigroup Inc., The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, and Wells Fargo & Company…The proposal builds on a GSIB capital surcharge framework agreed to by the Basel Committee on Banking Supervision (BCBS), augmented to address risks to U.S. financial stability. [read post]
23 Sep 2010, 9:54 am by Joseph C. McDaniel
The company listed assets of $1.02 billion against debt of $1.46 billion on a Chapter 11 petition filed today in U.S. [read post]
7 Mar 2010, 5:51 am by Scott Sagaria
In the interim General Growth has received an offer to purchase the company from rival Simon Property Group Inc. [read post]
29 Oct 2007, 8:09 am
  The authorization granted two of the companies, The Goldman Sachs Group, Inc. and Morgan Stanley, were renewals for these longer terms, while the third, Legg Mason, Inc., received an initial three-year authorization. [read post]
1 Feb 2012, 9:07 am by McNabb Associates, P.C.
U.S. prosecutors in Washington in 2010 decided not to bring charges against former American International Group Inc. [read post]
7 Aug 2018, 9:07 am by John Jascob
Meanwhile, members of the House Ag Committee questioned an A-list group of witnesses about the appropriate oversight of new assets in the digital age. [read post]