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2 Jul 2013, 1:39 pm
On June 28, Nordex USA, Inc. that it will cease manufacturing wind turbine housings at its factory in Jonesboro, Arkansas, largely because of unpredictable U.S. policies, the U.S. wind energy industry renewed its call for a predictable tax policy to keep U.S. [read post]
14 Sep 2020, 6:27 am
Sims & Co, Inc. [read post]
25 Jan 2018, 11:33 am
Gray consented to be barred from the securities industry for a period of two years, and Hubbard consented to be barred from the securities industry for a period of one year. [read post]
8 Nov 2021, 1:01 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Arely Alvarez Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradley Holts World Capital Brokerage, Inc. [read post]
7 Jul 2021, 1:51 pm
Michael Gopie AXA Advisors, LLC Merrill Lynch, Pierce, Fenner & Smith Inc Cary Kievman Ameriprise Financial Services, Inc. [read post]
6 Jan 2009, 12:45 pm
Some industry veterans are optimistic. [read post]
6 Jan 2009, 12:45 pm
Some industry veterans are optimistic. [read post]
23 Mar 2016, 6:00 am
SCM Group North America, Inc., No. 15-1630 (E.D. [read post]
25 Apr 2017, 5:00 am
Financial Industry Regulatory Authority, Inc., cert. denied April 24, 2017).Scottsdale Capital Advisors Corporation and three of its officers are the subjects of an ongoing disciplinary proceeding before FINRA. [read post]
9 Aug 2023, 10:26 am
., Senior Vice President, Head of Complex Claims – North American Liability at AXIS Capital Holdings, Ltd., Joseph P. [read post]
15 Feb 2007, 2:11 am
For example, how much capital is flowing in to Houston to underwrite renewable energy investments versus how much capital is glowing in to Houston to underwrite fossil energy investments? [read post]
27 Sep 2010, 5:55 am
" Research from the Securities Litigation & Consulting Group Inc., a Fairfax, Va., consulting firm that provides expert witnesses to regulators, law firms, banks and brokerages publishe din November 2009, found that the mutual fund industry often reported average credit-quality ratings that were at least one whole letter credit-rating higher than the portfolios' true credit risk. [read post]
9 Jul 2021, 1:26 pm
Medtronic, Inc., No. 19-56377, 2021 U.S. [read post]
28 Nov 2016, 12:31 pm
In addition, many are predicting a boom for M&A in specific industries, such as pharmaceuticals. [read post]
19 Apr 2012, 7:44 am
Other transactions in recent years including a contingent consideration component include Capital Bank Financial Corp.'s controlling investments in Capital Bank Corporation and Green Bankshares, Inc. and Capital One Financial's acquisition of Chevy Chase Bank. [read post]
20 Feb 2024, 4:56 pm
[7] See Big Four Industries, Inc. v. [read post]
6 Jul 2011, 9:56 am
With businesses spending less on paper and printers as the U.S. jobless rate hovers at 9 percent, combining Office Depot with OfficeMax may reduce costs by almost $500 million, said KeyBanc Capital Markets Inc. [read post]
26 Dec 2019, 6:52 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements are intent-based and not the actual completion of an event, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and event amount (if known). [read post]
29 Mar 2020, 7:56 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements are intent-based and not the actual completion of an event, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and event amount (if known). [read post]
2 Oct 2007, 3:59 pm
This is a risk she took in the industry she chose. [read post]
