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News You Can Use Digest – December 25, 2020
24 Dec 2020, 8:30 pm by Jim Sedor
Chris Collins, convicted on charges related to insider trading, and former Rep. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
10 Reasons Why You May Be Entitled to Recover Your Investment Losses
24 Dec 2020, 3:00 pm by zamansky
Request a Free Consultation with a Securities Fraud Attorney at Zamansky LLC Are you entitled to recover your investment losses? [read post]
Zamansky LLC Blog - http://www.zamansky.com/news-media/
Summary of temporary transitional measures for EU27 Member States
22 Dec 2020, 1:21 pm by Patty Tan and Hannah McAslan (UK)
Dimitris Papoutsisdimitris.papoutsis@neo.law Tel +357 25 110145 Elias Neocleous & Co LLC Denmark No temporary permissions regime that would enable UK firms to provide cross-border services. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Michael Martino, Four Points Capital Broker Subject Of Eight Disclosures
22 Dec 2020, 9:43 am by Silver Law Group
Michael Martino (Michael Christopher Martino CRD#: 2579146) is a currently registered broker with Four Points Capital Partners LLC (CRD#: 43149) of New York, NY. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Broker Matthew Platnico Faces Allegations Of $1.46M Unauthorized Trading
22 Dec 2020, 9:24 am by Silver Law Group
The post Broker Matthew Platnico Faces Allegations Of $1.46M Unauthorized Trading appeared first on Securities Arbitration Lawyers Blog. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 8:37 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 8:37 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 8:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 7:02 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 7:02 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 6:07 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/