Search for: "In Re Securities and Exchange Commission"
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14 Mar 2022, 2:46 pm
SPACs have another label, thanks to Securities and Exchange Commission (SEC) rules – a blank check company issuing penny stocks. [read post]
23 Mar 2012, 2:48 pm
In response, Solis said that her department has received comments from both the House and Senate as well as from additional stakeholders, and will coordinate with the Securities and Exchange Commission (SEC) in re-drafting the rule. [read post]
3 Apr 2011, 9:48 pm
” In regulatory papers filed with the Securities and Exchange Commission (SEC) last Friday Transocean noted "the tragic loss of life" in the Gulf when the rig operated by BP PLC exploded last April. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
31 Dec 2015, 9:30 pm
Securities and Exchange Commission (SEC) will issue a final rule mandating that publicly traded companies disclose compensation numbers for high-level executives, the Consumer Financial Protection Bureau (CFPB) is expected to issue a proposed rule that would ban companies from including mandatory arbitration clauses in their consumer contracts, and the U.S. [read post]
26 Jun 2009, 12:26 pm
You may be aware of proposals being discussed by the International Organization of Securities Commissions (IOSCO) regarding the relationship between hedge funds and their prime brokerages and banks, which will require new oversight and rules of the road. [read post]
15 Jul 2007, 5:57 am
No military commissions. [read post]
5 Nov 2015, 11:39 am
Federal Communications Commission for addressing the dire state of security in consumer-level routers by a panel of 260 cybersecurity experts. [read post]
6 Jan 2014, 12:22 pm
Acceptable financial statements for purposes of the de minimis safe harbor election are: (1) A financial statement required to be filed with the Securities and Exchange Commission (SEC) (10-K or the Annual Statement to Shareholders). (2) A certified audited financial statement accompanied by the report of an independent certified public accountant (or in the case of a foreign entity, by the report of a similarly qualified independent professional) that is used for: (A)… [read post]
17 Apr 2024, 5:19 am
“That is what we’re trying to avoid. [read post]
18 Jan 2012, 10:24 am
What power does the Commission have over goverment contractual employees? [read post]
2 May 2022, 4:03 am
Commission for inclusion in its sixth round of sanctions against Moscow. [read post]
28 Apr 2020, 3:08 am
The strategic potential of long-established bodies, such as the European Centre for Disease Prevention and Control (ECDC) and the Health Security Committee (HSC), in obtaining and processing data on a vast scale from a wide range of sources, and exchanging information on the spread of the virus through dedicated channels has become clearer. [read post]
8 Nov 2021, 4:08 am
You want to pay these fees in exchange for advice. [read post]
20 Aug 2019, 5:28 pm
Under Section 13 of the Exchange Act, activist shareholders must comply with beneficial ownership reporting requirements, which generally require an investor who has acquired ownership of more than five percent of an outstanding class of voting equity securities to report certain information to the Securities and Exchange Commission (the “SEC”) (Trevor Norwitz et al. [read post]
2 Jun 2016, 9:30 pm
Securities and Exchange Commission’s (SEC) administrative law judges by Lynn Tilton, an investment adviser who the SEC has charged with fraud, the U.S. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
17 May 2009, 8:48 pm
The Renewable Electricity Standard (RES) and Energy Efficiency Resource Standard (EERS) have been combined into one. [read post]
16 Aug 2019, 3:00 am
National/Federal At Def Con, Hackers and Lawmakers Came Together to Examine Holes in Election Security Seattle Times – Taylor Telford (Washington Post) | Published: 8/12/2019 Hackers came had come to the DefCon computer security conference for a chance to probe voting machines used in U.S. elections. [read post]
