Search for: "Securities Investor Protection Corporation"
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18 Jun 2015, 10:31 am
Read about all of our concerns with the TPP: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Related Issues: Trans-Pacific Partnership AgreementShare this: … [read post]
5 Jan 2018, 8:04 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
25 Jan 2019, 5:58 am
Schmalz (University of Oxford), and Adam Triggs (Australian National University), on Wednesday, January 23, 2019 Tags: Equity securities, Inequality, Ownership, Stakeholders Competition and Consumer Protection in the 21st Century Posted by Barbara Novick and Bennett Golub, BlackRock, Inc., on Wednesday, January 23, 2019 Tags: BlackRock, Common ownership, Incentives, Institutional Investors, Institutional… [read post]
13 Jul 2018, 6:00 am
Since the self-regulatory body focuses on protecting retail investors in all financial markets, it can be assumed that the disclosures would help in this goal. [read post]
25 Jan 2022, 2:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Mar 2024, 5:55 am
The letter first urges the SEC to add a project to its agenda to protect investor rights to recover losses under Securities Act Section 11. [read post]
17 Apr 2009, 5:00 am
" During those three decades, she was singularly devoted to the mission of the SEC and its investor protection goal. [read post]
23 Apr 2022, 5:36 pm
However, it is necessary to begin holding crypto-lending companies who issue securities and engage in investing, trading, and holding practices of securities equally accountable and to the same standard as other traditional investment companies to protect investors. [read post]
6 Apr 2020, 11:04 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Feb 2022, 5:35 am
The main reason to choose Delaware is for its predictable laws that protect investors. [read post]
6 Jun 2013, 9:37 pm
Sherman fears that we are moving to the lowest common denominator on shareholder right, adding that Congress must ensure that shareholders have the information they need and have the protection that a well-drafted corporation statue can provide. [read post]
17 Sep 2021, 5:45 am
Asaro, and Joe Hewton, Akin, Gump, Strauss, Hauer & Feld LLP, on Tuesday, September 14, 2021 Tags: FCA, International governance, SEC, SEC enforcement, Securities enforcement, UK Beyond “Market Transparency”: Investor Disclosure and Corporate Governance Posted by Alexander I. [read post]
29 Sep 2015, 7:30 am
Essentially, a placement agent is a registered broker-dealer (a “BD”) that assists the company offering the securities (the “issuer”) by connecting it with qualified investors who may be interested in purchasing the issuer’s securities. [read post]
10 Feb 2021, 5:59 am
They want to know that companies are taking security precautions to protect unique intellectual property from social malfeasance and bad actors. [read post]
8 Dec 2011, 6:06 am
Unless the government consistently uses the existing criminal and civil remedies at its disposal to punish corporate and individual wrongdoers, this bounty provision may enrich the whistleblowers and their counsel but will do little to protect investors, employees or consumers in the long run. [read post]
13 Jul 2018, 9:21 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 Jul 2016, 6:10 am
Zeidel, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, July 18, 2016 Tags: Audits, Capital formation, Crowdfunding, Disclosure, Investor protection, IPOs, JOBS Act, Regulation D, Regulation S-K,SEC, Securities regulation, Small firms, Solicitation Equity is Cheap for Large Financial Institutions: The International Evidence Posted by Priyank Gandhi, Mendoza College of Business, University of Notre Dame, on Tuesday, July 19, 2016 Tags: Bailouts, Banks, Deposit… [read post]
30 Jun 2011, 8:35 pm
(BAC)’s Merrill Lynch a Defendant of Class-Action Mortgage-Backed Securities Lawsuit Against at Least 1,800 Investors, Institutional Investors Securities Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities Claim, Stockbroker Fraud Blog, December 6, 2010 Class Action Securities Fraud Lawsuit Accuses SEC of Gross Negligence Related to Bernard… [read post]
4 Aug 2008, 1:22 pm
But the SEC approved the listing of SPACs because Nasdaq will impose special corporate governance listing standards that the SEC said ensured the protection of investors. [read post]
18 Aug 2014, 10:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
