Search for: "Wall Street Financial Corporation" Results 1441 - 1460 of 3,371
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21 Apr 2015, 9:38 am by Joe Consumer
The CFPB was created by the Dodd-Frank Wall Street Reform and Consumer Protection Act in 2010 and it regulates the activities of large banks and credit unions as well as non-bank financial service providers, such as mortgage companies, payday lenders, auto financing companies, private student lenders, debt collectors, debt relief companies and credit reporting agencies. [read post]
21 Sep 2008, 1:10 am
The sole purpose of that $700,000,000,000 is to bail out Wall Street and only Wall Street, but not to fix it, or our larger economy. [read post]
13 Dec 2008, 2:44 pm
Unable to pay these returns, Madoff allegedly confessed to two senior employees (his sons, according to the Wall Street Journal's sources) that his investment advisory business was a fraud. [read post]
20 Mar 2020, 2:00 pm by Philip R. Stein and Kenneth Duvall
Earlier this week, we noted that COVID-19 might be the pin that bursts a corporate debt bubble.[1] Unfortunately, corporate debt is not the only type of debt poised to explode, particularly under mounting pressure from COVID-19 and the economic downturn that is likely to follow in its wake. [read post]
8 Sep 2009, 9:58 am
Many people have pinned some of the responsibility for the financial markets meltdown on the rating agencies. [read post]
3 Jun 2021, 2:30 pm by Kevin LaCroix
To cite just one example, as the Wall Street Journal recently reported, many companies have made accomplishment of corporate diversity and inclusion goals a key criterion in executive compensation measures. [read post]
31 Dec 2011, 3:13 pm by Mandelman
 As financial regulation of Main Streetincreased, financial regulation of Wall Street decreased. [read post]
21 Jul 2010, 12:51 pm by Steve Bainbridge
One the one hand, as the Wall Street Journal notes, some advocates of proxy access place "blame for much of the recent financial crisis on a lax culture inside corporate boards," and presumably believe that proxy access can counteract that culture. [read post]
22 Jul 2017, 2:22 pm by Kathleen Scott
The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, and its regulations, adopted by five financial regulators in December 2013, generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds (“covered funds”). [read post]
17 Dec 2013, 9:42 am by Anushila Shaw
  Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
19 Apr 2022, 7:40 am by Silver Law Group
Our attorneys represent investors in class action lawsuits against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
18 Sep 2008, 6:01 pm
When agency heads trudge up to Capitol Hill every year to make the case for increased funding so they can do their jobs as effectively as possible, I'm sure you can guess who is right on their heels to make sure that doesn't happen.There was a reason the movie Wall Street resonated with so many -- things in the real world are always more Gordon Gekko than the Geico Gecko.That's why we keep having scandal after scandal after scandal. [read post]
23 Aug 2011, 10:25 pm by Steve Bainbridge
The LA Times is reporting that: A $10-million gift to UCLA's law school from alumnus Lowell Milken is stirring debate on the campus about the decision to name a business law institute for the former financier, who was linked to Wall Street's junk bond scandal two decades ago. [read post]
20 Mar 2015, 4:22 am by Kevin LaCroix
The increasing involvement of financial firms in litigation-funding also attracts criticism. [read post]
26 Jan 2023, 3:15 am by John Jenkins
” – Red-state attorneys general have signaled their readiness to go to court to challenge both the SEC and corporate and Wall Street ESG policies. [read post]
11 Jan 2007, 10:23 am
Not entirely unrelatedly, a front-page report in the Wall Street Journal last month takes note that "Hewlett-Packard Co.'s much-criticized campaign this year to trace boardroom leaks has made 'pretexting' a dirty word in corporate circles. [read post]
25 Aug 2011, 2:30 pm by Tom D'Amore
According to the Wall Street Journal report, Jones’ response countered that there is “nothing frivolous” in her suit, and in fact, the judge agreed to let her proceed to trial where the jury deliberated for more than 10 hours before reaching a verdict. [read post]
3 Jun 2009, 12:32 am
EnTrust Partners Offshore LLC and Gregg Hymowitz who manage more than $4 billion of investments Broadcasting Corporation The Australian market followed, and surpassed, endowments the losses on Wall Street high net worth individuals and families overnight as markets EnTrust Capital - an independent investment firm second thoughts about the global economy "green shoots more than $4.1 billion in financial assets they manage of recovery". [read post]
24 Sep 2015, 10:50 am by Patrick A. Malone
Can we rely on corporations that are looking over their shoulders at Wall Street not to inflate revenue by selling a drug to people that the FDA has walled off as targets or for purposes that have not been sufficiently tested and for which the FDA has not granted approval? [read post]