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7 Sep 2012, 2:36 pm
Law's Big Weapon Sits Idle, by Michael Rapoport, The Wall Street Journal, July 29, 2012 See Our Related Blog Posts: The Hypocrisy Behind Corporate Attacks on SEC Whistleblower Program New SEC Whistleblower Office Helps Foster Uptick in Whistleblower Activity [read post]
7 Sep 2012, 5:52 am
After all that we've been through, I don't believe that rolling back regulations on Wall Street will help the small businesswoman expand, or the laid-off construction worker keep his home. [read post]
6 Sep 2012, 1:53 am
: The Libor scandal itself first began to unfold more than four years ago, following a series of articles in the Wall Street Journal. [read post]
5 Sep 2012, 9:16 am
“Movements only evolve around real threats,” Left said, according to a Wall Street Journal report. [read post]
2 Sep 2012, 4:49 am
And Obama had never been a Wall Street type. [read post]
1 Sep 2012, 2:09 pm
A private investment fund must provide annual audited financial statements to its investors. [read post]
1 Sep 2012, 2:09 pm
A private investment fund must provide annual audited financial statements to its investors. [read post]
31 Aug 2012, 6:20 am
In real life, talking from both sides of one’s mouth is a prescription for social disaster, but in finance, the difference between two perspectives can have profitable consequences (at least in the short term), as reported in the Wall Street Journal (August 12, 2012): New Tactics Boost Bank Profits A handful of European banks have figured out a way to boost their profit and capital ahead of new regulations: grab back their bonds. [read post]
29 Aug 2012, 12:29 pm
On August 22, 2012, the United States Securities and Exchange Commission passed a new rule regarding section 1504 of the Dodd-Frank Wall Street Financial Reform Act (the “Act”) which focuses on transparency of natural resource payments. [read post]
29 Aug 2012, 6:12 am
Officials have also said that this new unit would most likely focus on Wall Street firms, big banks, and other entities that the public believes have avoided scrutiny for their role in the housing crisis. [read post]
23 Aug 2012, 8:33 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
22 Aug 2012, 7:49 am
In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act created a new program designed to incentivize whistleblowers to disclose securities fraud, and other violations of securities laws, to the SEC. [read post]
22 Aug 2012, 7:49 am
In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act created a new program designed to incentivize whistleblowers to disclose securities fraud, and other violations of securities laws, to the SEC. [read post]
20 Aug 2012, 9:06 pm
Bank is trustee for mortgage holders, says loan servicers are responsible: “LA Files Big-Bucks Suit Against ‘Slumlord’ US Bank, Blames Lender for Condition of Foreclosed Homes” [ABA Journal] “Swiss Banks Face ‘Slow Death’ As Foreign Powers Chase Undeclared Assets” [Giles Broom, Bloomberg/Business Insider] “A comprehensive list of hyperinflations in history” [Steve Hanke/Nicholas Krus, PDF, via Ian Vasquez, Cato] Warning: regs… [read post]
20 Aug 2012, 2:26 pm
" The proposed rule would implement amendments to the Truth in Lending Act enacted by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
17 Aug 2012, 12:25 pm
Implementing such a long-term holding period would be a step toward recreating the incentive structure that existed when Wall Street firms were organized as private partnerships. [read post]
16 Aug 2012, 1:10 pm
So says Gordon Gekko in the movie Wall Street. [read post]
15 Aug 2012, 4:26 pm
Ryan is also an ardent critic of the Dodd-Frank Act, the postcrisis Wall Street legislation. ... [read post]
14 Aug 2012, 2:00 am
Finally, we cover two recent district court decisions addressing the whistleblower provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”): one holding that the Dodd-Frank Act’s anti-retaliation provision does not apply extraterritorially; and the other holding that the Dodd-Frank Act amendment to Section 806 of the Sarbanes-Oxley Act to include employees of subsidiaries of public companies applies retroactively. [read post]
14 Aug 2012, 2:00 am
Finally, we cover two recent district court decisions addressing the whistleblower provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”): one holding that the Dodd-Frank Act’s anti-retaliation provision does not apply extraterritorially; and the other holding that the Dodd-Frank Act amendment to Section 806 of the Sarbanes-Oxley Act to include employees of subsidiaries of public companies applies retroactively. [read post]
