Search for: "E* Trade Securities LLC"
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21 Dec 2020, 6:02 pm
Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
21 Dec 2020, 3:28 pm
Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
21 Dec 2020, 2:43 pm
Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
18 Dec 2020, 12:53 pm
A key contention of Brown’s appeal argued that the employment agreement defines “confidential information” so broadly as to prevent him from ever working again in securities trading, much less in his chosen specialty of statistical arbitrage. [read post]
18 Dec 2020, 8:55 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
18 Dec 2020, 5:58 am
., on Friday, December 18, 2020 Editor's Note: Elisa Mendoza is Vice President and Jeff Lubitz is Executive Director at ISS Securities Class Action Services LLC. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading… [read post]
17 Dec 2020, 6:54 am
From the SEC press release (here): The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing... [read post]
17 Dec 2020, 6:01 am
The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
17 Dec 2020, 5:06 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
16 Dec 2020, 6:21 pm
We agree with Dr Oppong that PIL has a role to play in making Nigeria attractive for international trade and commerce. [read post]
15 Dec 2020, 9:45 am
Our client was a financial advisor at broker-dealer Morgan Stanley Smith Barney, LLC (Morgan Stanley). [read post]
15 Dec 2020, 8:00 am
One issue is whether the rules for broker reporting should apply to cryptocurrency transactions in the same way that they apply to trades in stocks and securities. [read post]
14 Dec 2020, 11:09 am
NessPlease follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
14 Dec 2020, 8:44 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
11 Dec 2020, 7:31 am
The most recent client dispute was filed on 11/20/2015, alleging that Friedman “pursued an inappropriate equity trading strategy which resulted in losses on the account. [read post]
10 Dec 2020, 7:49 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
9 Dec 2020, 11:04 am
Edgemarc Energy Holdings, LLC, No. 2:18-cv-1221 (W.D. [read post]
8 Dec 2020, 9:11 am
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
8 Dec 2020, 7:46 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
