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16 Nov 2010, 8:00 am
On October 12, 2010, the Securities and Exchange Commission (“SEC”) proposed new Rule 202(a)(11)(G)-1 (the “Proposed Rule”) to define the term “family office” under the Investment Advisers Act of 1940 (the “Advisers Act”), as required by Section 409 of the “Dodd-Frank Wall Street Reform and Consumer Protection Act” (“Dodd-Frank”). [read post]
5 Jul 2011, 6:00 am
It is widely known that under the Dodd-Frank Act passed last year, private fund managers with assets under management of $150 million or more will be required to register as investment advisers with the SEC. [read post]
28 Jul 2010, 5:21 am
., and my summaries of summaries of the Dodd-Frank bill took too long, here I’ll give the big overview of the bill as it may affect smaller public companies. [read post]
25 Nov 2010, 2:30 am
Time will tell what laws Frank Artiles will support on that agenda. [read post]
20 Nov 2019, 4:07 am
View the keynote speech by Mr Frank Elderson, 19 November 2019. [read post]
8 Apr 2015, 12:00 pm
But Dodd-Frank and Rule 21F-17 changed everything. [read post]
31 Aug 2012, 10:43 am
After dwindling from a recent high of more than 40 employees, the law firm of Cook & Franke SC shuttered its doors earlier this year with a staff of just two. [read post]
31 Aug 2023, 1:00 am
Longtime New York Times columnist Frank Bruni joins Preet to discuss a few of his favorite topics: food, politics, and language. [read post]
15 Feb 2012, 6:47 am
CFTC may shift enforcement staff to Dodd-Frank oversightThe CFTC says it will move their enforcement staff to meet Dodd-Frank Act stipulations in 2012. [read post]
29 Jul 2011, 6:51 am
Hilarious Skit: Jon Stewart on Dodd Frank's Anniversary Regardless of your political bent, you will enjoy's last night's 5-minute skit from "The Daily Show with Jon Stewart" that tackles the 1-year anniversary of Dodd-Frank. [read post]
12 Sep 2011, 2:00 am
Click here for the full Davis Polk Dodd-Frank Progress Report. [read post]
3 Jan 2017, 8:00 am
Wadler filed suit asserting retaliatory-discharge claims under SOX and Dodd–Frank. [read post]
3 Jan 2017, 8:00 am
Wadler filed suit asserting retaliatory-discharge claims under SOX and Dodd–Frank. [read post]
28 Oct 2010, 5:38 pm
” Frank’s opponent, Sean Bielat. seems to be surging. [read post]
18 Apr 2010, 3:32 pm
ROGER KIMBALL: Whistlin’ “Dixie” with Frank Rich. [read post]
25 Mar 2009, 7:27 am
“AN EMBARRASSINGLY INCOMPETENT READER:” Ann Althouse takes Barney Frank to the woodshed. [read post]
FORBES: “The Dodd-Frank bill does nothing to deal with Wall Street’s central problem: systemic non-…
16 Jul 2010, 7:18 am
FORBES: “The Dodd-Frank bill does nothing to deal with Wall Street’s central problem: systemic non-disclosure. . . . [read post]
18 Oct 2010, 6:15 pm
JIM TREACHER: “Here’s Sean Bielat, the Republican challenger to Barney Frank’s once-unassailable Congressional seat, being heckled by none other than Frank’s boyfriend, James Ready. [read post]
3 Nov 2010, 3:05 pm
Frank’s entire intellectual stance is that any opponent or interlocutor is an idiot. [read post]
28 Jan 2011, 4:27 pm
In a letter to the Chairs of the SEC and CFTC, House Financial Services Committee Chair Spencer Bachus (R-Ala) asked for information on the costs to each agency of implementing Dodd-Frank regulations and the annual execution of Dodd-Frank mandates. [read post]
