Search for: "SECURITIES CORP."
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6 Jan 2015, 7:10 am
The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. [read post]
14 Dec 2014, 11:04 am
The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. [read post]
25 Apr 2012, 7:31 pm
Read the SEC's complaint (PDF) Ex-H&R Block Unit Agrees To Pay $28.2 Mln To Settle SEC Charges, The Wall Street Journal, April 24, 2012 More Blog Posts: Residential Mortgage-Backed Securities Working Group Brings Federal Investigators and State Law Enforcement Officials Together to Investigate How MBS Abuses Contributed to 2008 Financial Crisis, Institutional Investor Securities Blog, January 30, 2012 Federal Home Loan Banks Say Countrywide Financial Corp… [read post]
13 Jun 2010, 3:12 pm
Doctors, dentists and others who have established S corps to "launder" their services income so that they can avoid payroll taxation on the full amount will view this as a 15% tax increase--the 12.4% Social Security tax on approximately the first $108,000 and the 2.9% medicare tax on the full amount. [read post]
27 Aug 2009, 11:47 pm
The information required to be included includes the following:Schedule A: Real PropertySchedule B: Personal PropertySchedule C: Property Claimed as ExemptSchedule D: Creditors Holding Secured ClaimsSchedule E: Creditors Holding Unsecured Priority ClaimsSchedule F: Creditors Holding Unsecured Nonpriority ClaimsSchedule G: Executory Contracts and Unexpired LeasesSchedule H: CodebtorsThe Statement of Financial Affairs includes information regarding such topics as revenues, payments made in… [read post]
5 Aug 2022, 4:15 am
We continue to see comments from the Staff that are very much focused on this topic, and the WSJ recently reported on Corp Fin’s efforts in this area using data from Audit Analytics. [read post]
25 Oct 2010, 2:48 pm
Army commands – including 11th Armored Cavalry Regiment, Joint Task Force Kuwait, 2nd Infantry Division, V Corps, and Army Training and Doctrine Command – but his credentials as a U.S. [read post]
19 Jul 2011, 9:11 pm
The securities in question were backed by mortgage loans that Wells Fargo or its affiliates had bought or originated, which were issued through Wells Fargo Asset Securities Corp. in July and October 2005 and September 2006. [read post]
4 Aug 2009, 3:00 pm
Among them are Ashland Inc. ($194 million), Braintree Laboratories ($33 million) and Texas Instruments ($524 million), Ocwen Financial Corp. and Bankruptcy Management Solutions Inc. [read post]
29 May 2013, 10:57 am
For example, Commonwealth Income & Growth Fund V, according to their registration from filed with the Securities and Exchange Commissions “will pay Commonwealth Capital Securities Corp., as the dealer manager, an underwriting commission of up to 10.0% of the capital contributions. [read post]
22 Nov 2021, 12:48 pm
The plaintiffs’ track record against defendant companies that experienced coronavirus outbreaks in their facilities is particularly poor; thus, dismissal motions were granted in the COVID-19-related securities lawsuits that filed against Norwegian Cruise Lines (discussed here) and Carnival Corp. [read post]
19 Jul 2022, 2:59 pm
In the following guest post, the authors revisit the question of whether or not securities class action lawsuits against development-stage biotech companies are likelier to survive a motion to dismiss compared to securities suits against other kinds of companies. [read post]
12 Feb 2010, 7:38 am
A 2008 study by the RAND corp. estimates 500,000+ active duty and veterans suffer from one of three mental health or cognitive conditions. [read post]
22 May 2007, 12:19 am
Related Web Resources: Securities and Exchange Commission Charges Ajaz Rahim, Pakistani Banker, With Insider Trading, SEC.gov SEC: asset freeze against unknown foreign purchasers of call option for TXU Corp stock prior to acquisition announcement, Journal of Derivative Accounting Read the SEC's Third Amended Complaint (PDF) TXU Corp. [read post]
9 Oct 2019, 4:52 pm
Corp., 124 N.H. 820, 823 (1984). [read post]
28 May 2013, 1:40 am
(In re SNTL Corp.), 571 F.3d 826 (9th Cir. 2009) (SNTL Corp.), Judge Bluebond overruled Debtor’s Claim Objection in part, holding that “after making an 1111(b) election, an undersecured creditor may include in its 1111(b) secured claim post-petition attorneys’ fees, but not post-petition interest. [read post]
28 May 2013, 1:40 am
(In re SNTL Corp.), 571 F.3d 826 (9th Cir. 2009) (SNTL Corp.), Judge Bluebond overruled Debtor’s Claim Objection in part, holding that “after making an 1111(b) election, an undersecured creditor may include in its 1111(b) secured claim post-petition attorneys’ fees, but not post-petition interest. [read post]
28 May 2013, 1:40 am
(In re SNTL Corp.), 571 F.3d 826 (9th Cir. 2009) (SNTL Corp.), Judge Bluebond overruled Debtor’s Claim Objection in part, holding that “after making an 1111(b) election, an undersecured creditor may include in its 1111(b) secured claim post-petition attorneys’ fees, but not post-petition interest. [read post]
22 Oct 2015, 3:58 am
In addition, OEL processes requests for waiver of “ineligible issuer” status, or so-called “WKSI waiver” requests, that may arise under Rule 405 of the Securities Act. [read post]
25 Oct 2022, 1:34 pm
Background Property Solutions Acquisition Corp. [read post]
