Search for: "Securities Investor Protection Corporation"
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20 Feb 2020, 2:30 pm
ESMA, with its overview of the entire investment chain, is in a unique position to support the growth of sustainable finance while contributing to investor protection, orderly and stable financial markets. [read post]
20 Feb 2020, 10:44 am
Silver Law Group also serves as counsel to corporate monitors and securities receivers. [read post]
16 Feb 2020, 9:38 am
Corporate and Securities Law Institute (Chicago). [read post]
14 Feb 2020, 3:00 am
As it has emerged as a hot-button issue for voters, doctors, hospitals, and insurers have been lobbying to protect their own money flows. [read post]
13 Feb 2020, 1:52 pm
He focuses his practice on corporate governance issues, complex securities class action, major data breaches and other cybersecurity matters, and corporate investigations. [read post]
13 Feb 2020, 1:51 pm
Investors are looking for a better return on investment (ROI) after years of relatively risky business. [read post]
9 Feb 2020, 7:17 pm
On the one side, the inevitable delay could cause proponents and their investors to withdraw support for the project, ending it. [read post]
7 Feb 2020, 7:53 am
Creditors and the government will be hoping to avoid a repeat of the “15-year battle” that played out from 2001 to 2016, triggered by Argentina’s default on sovereign and corporate debt obligations. [read post]
7 Feb 2020, 6:00 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, February 2, 2020 Tags: Broker-dealers, Cybersecurity, Duty of care, Financial technology, Investor protection, OCIE, Retail investors, Risk management, SEC, Securities regulation Speech by Commissioner Elad Roisman on Myths and Realities: Modernizing the Proxy Rules Posted by Elad L. [read post]
Main Street, gadflies, and corporate democracy: a first look at comments on the SEC’s proxy proposal
5 Feb 2020, 6:45 am
Cogan Professor of Law and Economics at Harvard Law School, and Barbara Roper, director of investor protection at Consumer Federation of America, commented that the SEC should "revis[e] and re-propos[e] a more reasoned and defensible set of changes to improve the proxy system for all investors. [read post]
4 Feb 2020, 7:04 am
However, in the current era of “event-driven” corporate securities and derivative litigation, corporations must carefully consider what positions they are taking, and when it is appropriate to make public statements about their social responsibility practices. [read post]
1 Feb 2020, 8:22 am
The proposal is the latest in a string of efforts by the Commission to simplify and update disclosure requirements in a way that reduces costs ultimately borne by shareholders while preserving important investor protections. [read post]
29 Jan 2020, 9:26 am
Securities and Exchange Commission and Commodities and Futures Trading Commission broadly defining a swap. [read post]
27 Jan 2020, 1:42 pm
September, 2019 – Overconcentration, suitability, breach of fiduciary duty, negligence, negligent supervision, fraud, breach of contract, violation of the Virginia Securities Act, and violation of the Florida Securities and Investor Protection Act. $1,000,000 damages requested, pending. [read post]
24 Jan 2020, 1:00 am
”[5] As a result, boards of directors must rely on the professionals that represent and protect them to be well informed of the risk and exposure of a potential securities class action. [read post]
23 Jan 2020, 5:00 am
It is synonymous with other terms such as securities transaction tax and securities transfer tax. [read post]
22 Jan 2020, 6:55 am
Treasury Department Expands Power to Review Foreign Investment on National Security Grounds The Treasury Department’s Committee on Foreign Investment in the United States (CFIUS) has finalized regulations that apply heightened scrutiny to investors whose acquisitions of U.S. assets may pose national security risks. [read post]
21 Jan 2020, 3:46 pm
Copyright's primary approach is to give creators monopolies over their works, in the hopes that they can use these as leverage in overmatched battles with corporate interests. [read post]
21 Jan 2020, 10:30 am
Securities and Exchange Commission’s Division of Corporation Finance issued guidance outlining the Staff’s views about disclosure obligations that companies should consider with respect to technology, data and intellectual property risks that could arise when operations take place outside the United States. [read post]
21 Jan 2020, 5:23 am
Judge Caproni’s conclusion shows that these kinds of plans can in fact provide exactly the kind of protection that they are intended to provide. [read post]
