Search for: "The Regulatory Review Staff"
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5 Mar 2018, 6:19 am
The letter disputed that there is a formal review process for rules approved by the State Board. [read post]
11 Sep 2009, 12:10 pm
The administrative exemption to the overtime pay requirements can be tricky to apply and employers would be wise to review such classifications carefully. [read post]
7 Jul 2016, 8:42 am
On June 30, 2016, the SJC granted Further Appellate Review on the parties' cross-petitions in Blanchard v. [read post]
27 Apr 2012, 7:00 am
" If it is referring to a regulatory complaint, that is a problem. [read post]
21 Dec 2023, 6:11 am
Industry News 2023 Merger Guidelines: Aligning Merger Enforcement with Modern Market Realities ComplexDiscovery Staff In a significant move, the Federal Trade Commission (FTC) and the Justice Department have jointly released the 2023 Merger Guidelines, marking a crucial update to the frameworks used for reviewing mergers and acquisitions. [read post]
7 Nov 2014, 8:55 am
The comment period on the re-proposed rule was reopened this summer and staff is reviewing comments. [read post]
4 May 2025, 10:00 pm
Practical Guidance subscribers may review the complete checklist by following this link . [read post]
6 May 2014, 4:26 pm
Fortunately for firms not yet in the SEC staff’s sights, the Risk Alert provides substantial guidance on the types of cybersecurity issues the staff plans to review. [read post]
6 May 2025, 7:12 am
Part 2 examined the mechanics of the legal and bureaucratic shutdown process, with a focus on regulatory compliance. [read post]
11 Oct 2019, 9:05 pm
” Each week, members of The Regulatory Review staff will highlight important or recent papers, reports, or commentary surrounding a focused regulatory topic. [read post]
26 Mar 2025, 10:21 am
In regulatory environments, it helps accelerate DSAR reviews, respond to productions, and assess compliance exposures—reducing the time and manual effort typically required for such tasks. [read post]
24 Jun 2011, 10:10 am
The Committee Minority’s report, Physician Owned Distributors (PODs): An Overview of Key Issues and Potential Areas for Congressional Oversight, set forth findings of committee staff who spoke to over fifty people and reviewed thousands of pages of documents. [read post]
14 Nov 2024, 9:01 pm
Possible Regulatory Developments at the SEC – Registered Funds New items affecting asset managers are likely to appear on the SEC’s Reg Flex Agenda and may be adopted in the coming years by the SEC (or be approved by the staff of the IM Division pursuant to delegated authority from the SEC). [read post]
26 Nov 2024, 6:10 am
This article delves into the multifaceted issue of corporate gift-giving, exploring its ethical implications, regulatory frameworks, and cultural complexities. [read post]
18 Feb 2019, 1:05 am
How startups manage regulators [Sam Batkins, Regulation reviewing Regulatory Hacking by Evan Burfield with J.D. [read post]
21 Jul 2007, 9:28 am
Unilever cut its trademark staff from 54 to 28. [read post]
31 Oct 2011, 9:33 am
Staff members of the Federal Energy Regulatory Commission will be at the Myersville Volunteer Fire Hall at 7 p.m. to discuss the station, which has been proposed by Dominion Transmission Inc. [read post]
9 Oct 2009, 1:21 pm
According to Commissioner Kitzi and his staff, the Missouri Securities Division is currently experiencing the most active period in its 80 year history in the wake of the 2008 financial crisis. [read post]
18 May 2023, 2:50 am
Front office and tipping off – Compliance being reluctant to provide feedback to front office staff on surveillance matters or refuse client orders due to concern about tipping off. [read post]
21 Jun 2022, 9:01 pm
Recently updated Canadian fund guidance In January 2022, the Canadian Securities Administrators (CSA) published staff guidance on ESG-related investment fund disclosure, raising expectations about the disclosure and marketing practices of funds using ESG objectives or strategies. [read post]
