Search for: "Working Group on Securities Disclosure Authority"
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24 Oct 2021, 7:57 am
Full disclosure. [read post]
8 Dec 2021, 7:27 am
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
8 Dec 2021, 11:27 am
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
5 May 2023, 4:00 am
Arizona – Group Wants to Keep Dark Money Out of Politics KAWC – Howard Fischer (Capitol Media Services) | Published: 4/30/2023 The group that convinced Arizona voters last year to expose “dark money” contributions to political campaigns wants a federal judge to toss a bid by a conservative advocacy group to kill the new law. [read post]
18 Jun 2012, 11:50 am
Stamer available including: NY AG Nails Group Health, Inc. [read post]
27 Sep 2024, 3:00 am
The Judicial Conference’s Committee on Financial Disclosure said the disclosure regulations were updated to “clarify” the extent to which gifts received at personal residences owned by corporate entities could be deemed “personal hospitality” that judges did not need to list on their disclosure reports. [read post]
23 Sep 2021, 11:03 am
BakerHostetler’s Digital Assets and Data Management (“DADM”) Practice Group will continue to monitor the CPRA rulemaking process. [read post]
19 Apr 2007, 5:29 pm
Be mindful of IP and train your employees on requirements, including fair use.Compliance with security disclosure laws if they apply to your business. [read post]
25 Sep 2020, 12:30 pm
Dudenhoeffer’s “more harm than good” standard can be satisfied by generalized allegations that the harm of an inevitable disclosure of an alleged fraud generally increases over time and thus plan fiduciaries should have made earlier disclosures through regular securities-law filings; and (2) whether the Employee Retirement Income Security Act imposes a duty on a plan fiduciary who is also a corporate officer to use inside information for the… [read post]
22 Mar 2018, 4:17 am
Beaver County Employees Retirement Fund that the Securities Litigation Uniform Standards Act of 1998 did not strip state courts of jurisdiction to adjudicate class actions alleging only 1933 Securities Act violations or authorize removing such suits from state to federal court. [read post]
19 Jan 2009, 9:21 pm
” In re Occidental Financial Group, Inc., 40 F.3d 1059, 1062 (9th Cir.1994); but see Palmer v. [read post]
6 Aug 2011, 8:06 pm
It makes no sense for a law school to tout a given graduate’s employment when that graduate had to do 100% of the work finding the opportunity and securing it.A requirement mentioned nowhere in the Standing Rules of the LSD Assembly and completely foreign to the Robert’s Rules of Order said Assembly was using as its parliamentary authority. [read post]
29 Apr 2015, 5:25 am
You may rememer the case between Tulisa Contostavlos (who shot to fame as a member of hip hop group N-Dubz and landed a high-profile role as a judge on the X Factor talent show) and her ex boyfried Justin Edwards, who posted a sex tape of the couple on the internet. [read post]
5 Aug 2013, 11:31 am
“The law also has perverse incentives for employers to reduce the number of hours that their employees can work. [read post]
2 Feb 2023, 7:16 am
-EU TTC seeks to leverage their ongoing work on AI (e.g., the EU AI Act and the U.S. [read post]
23 Aug 2011, 2:00 am
Disclosure of Broker Relationships. [read post]
26 Mar 2019, 10:24 am
Stamer also is widely recognized for her extensive work and leadership on leading edge health care and benefit policy and operational issues. [read post]
2 Apr 2025, 6:33 am
A copy of the disclosure summary required by § 720.401(1). [read post]
9 Dec 2010, 11:31 am
A perfect example is our Voluntary Disclosure Program and our work on UBS. [read post]
31 Jul 2013, 5:10 pm
The injunctions stem from ongoing litigation against the defendants filed by the Labor Department under the Employee Retirement Income Security Act of 1974 (ERISA). [read post]
