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5 Oct 2010, 8:41 am by James Hamilton
 The SEC acted pursuant to Section 25(c)(2) of the Exchange Act and Section 705 of the Administrative Procedure Act, which both give the Commission the discretion to stay its own rules pending judicial review upon a finding that justice so requires. [read post]
5 Jan 2024, 6:30 am
Black (Northwestern University), on Friday, December 29, 2023 Tags: Boards of Directors, Brazil, Disclosure, Minority shareholders, practices Talent management: an evolving board imperative Posted by Matt DiGuiseppe, Maria Moats, and Gregory Johnson, PricewaterhouseCoopers LLP, on Saturday, December 30, 2023 Tags: AI, Artificial intelligence, C-suite, dei, strategy, talent, talent management Corporate Board Diversity: A Comment from Thirty Percent Coalition Posted by Julie Zuraw,… [read post]
12 Aug 2011, 9:02 am by William McGrath
" He further explained that "[c]ompanies should expect that the SEC’s practice of involving them where appropriate will continue. [read post]
2 Jun 2022, 6:31 am
Posted by Christopher Armstrong, Allison Nicoletti, and Frank Zhou (The Wharton School), on Thursday, June 2, 2022 Editor's Note: Christopher Armstrong is the EY Professor of Accounting, and Allison Nicoletti and Frank Zhou are Assistant Professors of Accounting at the Wharton School of the University of Pennsylvania. [read post]
21 Apr 2011, 6:02 am by Larry Ribstein
Meanwhile the FDIC is arguing that if only Dodd-Frank had been law in 2008 the FDIC could have averted the Lehman crisis. [read post]
7 Nov 2013, 11:57 am by Barbara S. Mishkin
”  The CFPB notes that the orders were issued in September 2013 pursuant to Section 1022(c)(4) of Dodd-Frank. [read post]
2 Jun 2022, 6:31 am
Posted by Christopher Armstrong, Allison Nicoletti, and Frank Zhou (The Wharton School), on Thursday, June 2, 2022 Editor's Note: Christopher Armstrong is the EY Professor of Accounting, and Allison Nicoletti and Frank Zhou are Assistant Professors of Accounting at the Wharton School of the University of Pennsylvania. [read post]
20 Aug 2014, 5:35 am by Doug Cornelius
Section 975 of Dodd-Frank added a new requirement that “municipal advisers” register with the SEC. [read post]
13 Jul 2010, 12:14 pm by Miriam Baer
  Case in point:  the Dodd-Frank bill on financial regulation is 2300 pages long. [read post]
22 Sep 2009, 1:36 pm
The ranking Republican on the Subcommittee is Trent Franks (R-AZ). [read post]
11 Jan 2023, 1:58 am by Frank Cranmer
Frank Cranmer and David Pocklington  [With thanks to Gavin Foster, Joint Registrar of the Diocese of Salisbury and the Diocese of Winchester.] [read post]
5 Jan 2024, 6:30 am
Black (Northwestern University), on Friday, December 29, 2023 Tags: Boards of Directors, Brazil, Disclosure, Minority shareholders, practices Talent management: an evolving board imperative Posted by Matt DiGuiseppe, Maria Moats, and Gregory Johnson, PricewaterhouseCoopers LLP, on Saturday, December 30, 2023 Tags: AI, Artificial intelligence, C-suite, dei, strategy, talent, talent management Corporate Board Diversity: A Comment from Thirty Percent Coalition Posted by Julie Zuraw,… [read post]
23 Sep 2007, 4:34 pm
  Although it is important to protect the privacy of those affected, public confidence in the copyright process will be undermined if there is not a frank and full disclosure about who knew what and when.Update: This story is beginning to generate some interest with coverage from VNUNet, The Inquirer, Contact Music, and, unsurprisingly, Frank Magazine. [read post]
2 May 2016, 7:15 am by John Jascob
Goelman said it’s probably not a surprise that a violation of Section 6(c)(2) of the CEA to lie to the CFTC. [read post]
7 Apr 2015, 2:13 pm
(Pix (c) Larry Catá Backer 2015) I have been considering whistle blower statutes and the cultures they give rise to within structures of economic regulation in the United States. [read post]