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27 Aug 2014, 11:52 am
The bill provides anti-waiver protection for “the sharing of information” with federal banking regulators, state banking regulators, or state regulators that “license, supervise, or examine the offering of consumer financial products or services. [read post]
13 Jul 2022, 10:51 am
Frank Danna 1:08 Thank you. [read post]
In Letter to SEC, Securities Professionals Concerned that Volcker Rule Proposals Will Hurt Liquidity
11 Jan 2012, 9:12 am
The congressional intent of the Volcker Rule was to restrict proprietary trading, said the association, not to impose comprehensive restrictions on market making.The original intent of Section 619 of Dodd-Frank is to prohibit U.S. banks with insured deposits from engaging in proprietary trading and limit bank holding companies from participating in hedge fund and private equity businesses. [read post]
18 Nov 2016, 1:00 am
Posted by Evgeny Lyandres, Boston University, on Sunday, November 13, 2016 Tags: Banks, Collusion, Firm valuation, Foreign banks, Investment banking, IPOs, Offer pricing, Public firms, Underwriting ETF Trading and Informational Efficiency of Underlying Securities Posted by Lawrence R. [read post]
9 Aug 2011, 10:06 am
National Australia Bank, 130 S. [read post]
5 May 2012, 11:25 am
You have reached First Nationalized Bank. [read post]
13 Jun 2012, 11:06 am
"Dodd-Frank really missed the mark," said Sen. [read post]
21 Dec 2015, 5:00 am
Yet missing from the omnibus is the much-criticized wider Dodd-Frank Act corrections bill (S. 1484) that Senate Banking Committee Chairman Richard C. [read post]
4 Jan 2011, 11:01 am
The Committee on Capital Markets Regulation (which prior to the financial crisis produced a white paper on financial reform) recently wrote(Download 2010.12.15_Rulemaking_Timeline_Letter) to Congressional leaders on the Senate Banking Committee and House Financial Services Committee to express concern over the... [read post]
18 Sep 2019, 8:53 am
The lesson that should be learned here is that while Congress seriously chastised OCC for its aggressive preemption campaign by amending the preemption standards in the 2010 Dodd-Frank Act, that hasn't been enough, and going forward additional legislative changes to the National Bank Act are necessary. [read post]
29 Oct 2011, 6:06 am
Recently, the Federal Deposit Insurance Corporation (“FDIC”) Board unanimously approved two rules regarding resolution planning: one rule for large bank holding companies and nonbank financial companies supervised by the Federal Reserve Board of Governors (“FRB”), [1] and the other rule for large banks. [2] The first rule (the “165(d) Rule”) is a final rule required by section 165(d) of the Dodd-Frank Act. [read post]
21 Aug 2007, 9:37 am
Frank calls for regulation of mortgage brokers, guidelines for securitization of mortgages, and a total reevaluation of the regulation of financial markets. [read post]
11 Apr 2011, 8:47 am
Last week, the FDIC and the Federal Reserve released a joint rule proposal to enact certain requirements of the Dodd-Frank Act relating to resolution plans and credit exposure reports. [read post]
10 Apr 2018, 9:14 am
As federal legislation abridging the Dodd-Frank Act remains in play, comparably radical changes to federal financial supervision could come without any need for Congressional action. [read post]
27 Mar 2012, 7:28 am
The bi-partisan legislation fixes the omission in the Dodd-Frank Act that opens the door for third parties to obtain privileged information provided by financial institutions to the Consumer Financial Protection Bureau. [read post]
11 Sep 2015, 9:50 am
Bank of Am. [read post]
27 Apr 2018, 6:03 am
Although Dodd-Frank did not except small banks from the clearing requirement, it specifically invited the CFTC to do so. [read post]
6 Jul 2021, 11:06 am
Not surprisingly, banks have been very reluctant to let consumers share their data with nonbanks (or other banks). [read post]
11 May 2012, 9:50 am
The legislation will ensure that community banks, agriculture co-ops and energy utilities can continue to hedge risk, said Rep. [read post]
20 Aug 2010, 4:50 am
Topics include: - Getting ready for the Dodd-Frank Act's Say-on-Pay requirements - The latest on the Dodd-Frank Act's disclosure provisions - Favorite vacation spots Another Judicial Roadblock: Judge Won't Approve Citi-SEC Settlement A few weeks ago, the SEC and Citigroup entered into a settlement regarding allegations that the company misled investors over subprime investments. [read post]
