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19 Apr 2025, 2:00 am by Collin Harrington
Reach out to our GC Advantage team or contact attorney Ted Theofrastous (TCT@kjk.com), Rich Morehouse (RAM@kjk.com) or Collin Harrington (CHarrington@kjk.com). [read post]
27 Jun 2019, 1:35 pm by Silver Law Group
If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. [read post]
14 May 2010, 5:56 am by Broc Romanek
Short Selling: A New SEC Enforcement Priority In his "SEC Actions" Blog, Tom Gorman explains how the SEC's Enforcement Division took action against individuals for short-selling, as compared to other recent cases that involved market professionals and hedge funds [read post]
19 Jan 2017, 4:50 pm by Jo Dale Carothers
  As a result, public interest groups, hedge funds, patent holding companies, and others looking to invalidate patents owned by other entities may be precluded from challenging an unsuccessful IPR in federal court because they will not be able to show that there is an actual case or controversy that would confer standing. [read post]
28 Aug 2020, 6:11 am
Nussbaum, and Igor Kirman, Wachtell, Lipton, Rosen & Katz, on Saturday, August 22, 2020 Tags: Capital formation, Equity offerings, Hedge funds, IPOs, Mergers & acquisitions, Private equity, Special purpose vehicles An Inflection Point for Stakeholder Capitalism Posted by Seymour Burchman and Seamus O’Toole, Semler Brossy Consulting Group, LLC, on Saturday, August 22, 2020 Tags: Corporate Social… [read post]
16 Sep 2008, 11:00 am
Securities lawsuits against subprime mortgage lenders, issuers, underwriters, rating agencies, hedge funds, bond insurers and even accounting and law firms. [read post]
1 Feb 2010, 8:05 am by admin
Dozens of lawsuits have been filed against the rating agencies, including a case filed on Nov. 20 by the Ohio attorney general on behalf of public pension funds. [read post]
19 Jun 2011, 6:17 pm by nedaj
The NFA’s “Compliance Issues for Forex IBs, CPOs and CTAs” webinar is archived on the NFA’s website and can be found here . **** Bart Mallon is an attorney with a practice focused on hedge funds managed futures and forex regulatory issues. [read post]
31 May 2018, 9:45 pm by Bobby Chen
The City Attorney of San Francisco, Dennis J. [read post]
13 Mar 2012, 1:02 pm
  Monies have wound up in such open-ended and dubious deals such as sex-themed cruises staffed with prostitutes, failing clothing stores, bad movies, pipe-dream hotel and resort ventures, oil- and gas-drilling projects, ATM machine schemes, and bogus hedge funds. [read post]
12 Mar 2021, 5:59 am
Lund (University of Southern California), on Monday, March 8, 2021 Tags: Blockholders, Entrenchment, Hedge funds, Institutional Investors, Management, Shareholder activism, Shareholder value House of Representatives Testimony on Climate Change and Social Responsibility Posted by James Andrus, California Public Employees’ Retirement System, on Tuesday, March 9, 2021 Tags: CalPERS, Climate… [read post]
11 Mar 2010, 10:18 am by Kevin
International Funds Group Another Curtis publication, this one is authored by attorneys all over the world, from New York to London to Dubai to Milan to Paris. [read post]
11 Mar 2010, 10:18 am by Kevin
International Funds Group Another Curtis publication, this one is authored by attorneys all over the world, from New York to London to Dubai to Milan to Paris. [read post]
8 Jun 2007, 12:59 am
The decision had been anxiously awaited in the accounting industry since a court ruled last year that PricewaterhouseCoopers had a continuous relationship with two failed hedge funds it audited annually. [read post]
17 Mar 2025, 9:01 pm by renholding
Compliance, attorney, and other professional costs evolve substantially over time, and our staff is currently refining processes for ensuring that our estimates of these burden inputs are as up-to-date as possible. [read post]
9 Jul 2009, 5:20 pm
Assistant Secretary Michael Barr Testifies Before House Committee Regarding President’s Proposal to Establish New Consumer Financial Protection Agency On July 8th, 2009, Assistant Secretary Michael Barr delivered a statement before the House Committee on Energy and Commerce regarding the Administration’s recent proposal to establish a new financial regulatory agency designated with the sole task of protecting consumers across the financial services industry. [read post]
4 Jun 2012, 6:29 am by McNabb Associates, P.C.
(GS) and who ran McKinsey & Co. from 1994 to 2003, is defending against charges that he leaked inside information to hedge fund co-founder Raj Rajaratnam. [read post]
31 Dec 2019, 2:56 pm
America: The Farewell Tour by Chris Hedges (2018)3. [read post]
2 May 2010, 6:36 pm
By Bob Hockett So much has been said of late about Goldman Sachs -- by pundits, by members of Congress, and now by the SEC and, most recently, the DOJ -- that it might be helpful to disentangle the sundry 'issues' that seem to be implicated, though not yet adequately differentiated, by all the chatter. [read post]