Search for: "Investment Management Advisory Group"
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3 Sep 2009, 6:28 pm
I have been impressed by the commitment to compliance that many companies have made - both in terms of their corporate culture and their investment in compliance systems. [read post]
18 Aug 2009, 8:00 am
Yet data show that mainstream fund Advisers overwhelmingly cast votes in favor of management and against shareholder advisory resolutions on matters including corporate governance. [read post]
12 Aug 2009, 8:22 am
Buyouts that demand substantial equity investments, such as the $900 million injected into the failed Florida lender BankUnited Financial by a private equity group that included WL Ross & Co., the Carlyle Group, and Blackstone, often require several private equity firms to club together to come up with enough capital. [read post]
5 Aug 2009, 6:11 am
(PowerShares), ProFunds (ProShares), Rydex Investments (RydexShares) and WisdomTree Trust (WisdomTree ETFs). [read post]
5 Aug 2009, 2:44 am
The terminal, with its iconic user interface which has changed only by small increments over time, can be found in most large asset management companies as well as in smaller groups like family offices, fund of hedge funds, hedge funds and even single manager investment advisory firms. [read post]
30 Jul 2009, 12:48 pm
Corporations are in their simplest sense large groups of people coordinating their activities for profit. [read post]
18 Jul 2009, 7:31 am
In addition, Chairman Schapiro created new senior level positions within the examination program for individuals with expertise in areas such as derivatives, valuation, securities trading, risk management and forensic accounting. [read post]
13 Jul 2009, 10:30 am
The bill states that the group should meet at least twice a year. [read post]
8 Jul 2009, 2:39 pm
These roles include, among others, asset management, capital raising, broker-dealer, investment sourcing, research, advisory, cash management and fund administration services. [read post]
8 Jul 2009, 2:30 pm
Curry's firm specializes in strategic research, brand positioning, campaign strategy and execution, partnership development, cause marketing and account management for large corporations, leading non-profit organizations and advocacy groups. [read post]
4 Jul 2009, 11:26 am
This makes it difficult for hedge fund managers to really know exactly what is required in each state unless they have representation from a specialized compliance group or hedge fund attorney. [read post]
2 Jul 2009, 9:16 am
The broker vote rule change will apply to all NYSE-listed issuers, except for registered investment companies. [read post]
23 Jun 2009, 6:01 am
The problems for everyone else, however, are twofold: It's not clear whether a group of injured inventors may pursue a class action against a broker-dealer, investment bank or investment adviser. [read post]
14 May 2009, 10:00 am
Members of the Coney Island Amusement Advisory Panel included: Chip Cleary, Senior VP, Palace Entertainment and First Vice Chair, IAAPA Executive Board; Jim Pattison, President, Ripley Entertainment, Inc.; Tony Catanoso, President & CEO, Atlantic City Steel Pier; Nikki Nolan, Executive VP & Managing Director of International, Great Wolf Resorts; David Rockwell, Founder and CEO, Rockwell Group; Valerio Ferrari, President & CEO, Zamperla… [read post]
13 May 2009, 2:30 pm
He most recently served as Managing Director and Co-Head of Global Consumer/Retail Group at Barclays Capital (formerly Lehman Brothers) managing strategy and budget for one of the largest industry sector teams in investment banking. [read post]
12 May 2009, 7:04 am
The Atlanta Turnaround Management Association presents… A Series of Interdisciplinary Educational Programs For Lenders, Attorneys, Turnaround Consultants, Investment Bankers and other Professionals When: June 3, 9, 16 and 23, 2009, from 6:00 to 8:15 p.m. … [read post]
8 May 2009, 9:15 am
Proponents, which include the American Federation of State, County, and Municipal Employees (AFSCME), Walden Asset Management, religious groups, and individual investors, have hailed the better showing by "say on pay" resolutions this season and expressed hope that the vote results will spur Congress to mandate advisory votes at all U.S. companies. [read post]
1 May 2009, 6:04 am
That is, most angel investments don't pay off, but the rewards can be huge.The second mode, investing as part of an early stage syndicate, is a group activity. [read post]
28 Apr 2009, 4:27 pm
Hedge fund investment adviser Hennessee Group, LLC has reached an agreement with the Securities and Exchange Commission over its securities fraud probe into Bayou Group and hedge fund manage Samuel Goldberg. [read post]
28 Apr 2009, 9:18 am
Some of the proprietary products the brokers were allegedly pushed to sell included Fidelity's own life insurance products, particularly annuities, and Portfolio Advisory Services, a program managed by a Fidelity-run registered investment adviser that invests in Fidelity mutual funds or a mix of proprietary and external mutual funds. [read post]
