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14 Dec 2018, 1:13 pm
Weinberg’s BrokerCheck record also notes that previous to working for Merrill and Stern, she was a registered broker with Morgan Stanley (MS), Prudential Securities Inc., and Lehman Brothers Inc. [read post]
10 Dec 2018, 4:08 pm
Customers can put pressure on the big companies whose advertising millions fund press racism. [read post]
10 Dec 2018, 11:00 am
A Morgan Stanley report released Thursday estimates companies brought back from $50 billion... [read post]
10 Dec 2018, 9:09 am
The letters criticized the role of Staley and the management team in recruiting and hiring Tim Main, a former colleague of Staley’s at JP Morgan. [read post]
3 Dec 2018, 8:46 pm
(Morgan.2011.AIAAmbiguities) Joshua D. [read post]
3 Dec 2018, 6:45 pm
Mark Tudor has also worked for the following firms: Morgan Keegan & Company, Inc., Winter Park, FL — March 13, 2009 until February 13, 2013 Wachovia Securities, LLC, Orlando, FL — October 1, 2000 until March 17, 2009 First Union Brokerage Services, Inc., Charlotte, NC — December 19, 1997 until October 1, 2000 Chatfield Dean & CO., Inc, Greenwood Village, CO — January 17, 1997 until October 20, 1997 Mark Tudor has 5 disclosures on his FINRA… [read post]
3 Dec 2018, 12:46 pm
Kinder Morgan Energy Partners, 887 F.3d 637 (4th Cir. 2018), similarly found that pollution from a pipeline spill discharging several thousand gallons of gasoline to groundwater that eventually reached navigable waters, required a permit. [read post]
3 Dec 2018, 8:55 am
Under the FCPA, however, that is not enough for banks and financial services companies. [read post]
3 Dec 2018, 8:32 am
The Kinder Morgan case arose after a crack in the company’s pipeline leaked nearly 400,000 gallons of gasoline and diesel into the surrounding soil and groundwater. [read post]
3 Dec 2018, 3:00 am
The intro from this Morgan Lewis memo summarizes the revised policy (we’re posting memos in our “White Collar” Practice Area): US Deputy Attorney General Rod J. [read post]
30 Nov 2018, 2:39 pm
., Cape Securities, and First Standard Financial Company, where he spent less then a year before moving to Joseph Stone Capital. [read post]
29 Nov 2018, 11:58 am
Page, Debtor.Richelle Angela Page, Plaintiff-Appellant,v.JP Morgan Chase Bank, Defendant,National Collegiate Student Loan Trust 2006-1, Defendant-Appellee.No. 18-6011.United States Bankruptcy Appellate Panel, Eighth Circuit.Submitted: September 24, 2018. [read post]
27 Nov 2018, 7:00 am
On average, every company with 1,000 employees or more employes a GC. [read post]
21 Nov 2018, 5:49 am
JP Morgan today forecasts that tariffs on all US-China trade and I see essentially the pretty much the same thing. [read post]
19 Nov 2018, 6:00 am
After a former Morgan Stanley employee downloaded data related to 730,000 accounts to his own personal server, which was then likely hacked by a third-party, the bank agreed to a $1 million penalty. [read post]
19 Nov 2018, 3:02 am
As of this writing, Morgan Stanley and UBS have not followed Merrill’s lead, according to sources cited by CNBC reports, but investors sense a chill wind has begun to blow. [read post]
14 Nov 2018, 1:35 pm
From June 2010 until February 2013, Murray was registered with Morgan Keegan & Company, Inc. [read post]
13 Nov 2018, 1:47 pm
SB & Company, LLC conducted the independent audit and reported their comprehensive findings to Morgan’s President David Wilson and the university’s Board of Regents. ... [read post]
13 Nov 2018, 5:57 am
Hibbard’s most recent employer was Merrill Lynch, Pierce, Fenner & Smith Incorporated of Louisville, KY, from July 16, 2010 through January 26, 2018, and his previous employers include Morgan Keegan & Company, Inc., also of Louisville, and A. [read post]
11 Nov 2018, 9:04 pm
Also the troubled Cargill Meat Solutions plant in Fort Morgan, CO, was written up for interference or assault of FSIS personnel. [read post]
