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20 Aug 2015, 8:12 pm by Harry Cole
(Let’s not focus on the fact that, in the last month alone system upgrades have been blamed for major problems in the air traffic control system, the New York Stock Exchange, and even the Bitcoin market.) [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
John Reed Stark David Fontaine It is well understood by now that cyber security is a concern for every organization and that it is an issue on which every company’s board should be focused. [read post]
The initial statute was based on an earlier law sponsored by the New York Stock Exchange and the Association of Stock Exchange Firms. [read post]
2 Aug 2015, 5:10 pm by Kevin LaCroix
As discussed here, in December 2014, investors who had purchased the company’s ADSs on the New York Stock Exchange filed a securities class action lawsuit in the Southern District of New York against the company; certain of its directors and officers; its auditor; and its offering underwriters. [read post]
30 Jul 2015, 11:12 am by Lyle Denniston
  Prosecutors in New York reportedly have been pressing Justice Department leaders to seek review in the Supreme Court. [read post]
29 Jul 2015, 7:12 am
The shares are traded on the London, Amsterdam and New York Stock Exchanges using the following ticker symbols: London: REL; Amsterdam: REN; New York: RELX and RENX. [read post]
27 Jul 2015, 6:59 am by Lax & Neville LLP
Calamari, Director of the SEC’s New York Regional Office, said, “This case demonstrates the Commission’s resolve to relentlessly pursue the villains behind these microcap fraud schemes wherever in the world they may be hiding. [read post]
23 Jul 2015, 4:34 pm by D. Daxton White
Under the ticker “TIER“, the REIT’s opening bid on the New York Stock Exchange was $19.50 per share. [read post]
22 Jul 2015, 9:14 am by D. Daxton White
According to the Yahoo Finance article “Bankruptcies Starting To Pile Up In Coal Industry”, Walter Energy announced bankruptcy, Alpha Natural Resources was delisted from the New York Stock Exchange because its share price was “abnormally low”, and Arch Coal pulled off a one-for-ten reverse stock split in an effort to keep from being delisted as well. [read post]
15 Jul 2015, 5:30 pm
New York Probate Lawyers said this is the first New York decision to consider the effect of the recent AT & T divestiture on a bequest of AT & T stock. [read post]
10 Jul 2015, 10:39 am by Christopher M. Varano
Earlier this week, the New York Stock Exchange halted trading for nearly four hours due to a technical “glitch”. [read post]
9 Jul 2015, 12:28 pm by Quinta Jurecic , Staley Smith
The growing prospect of a nuclear deal has prompted louder protests from opponents on both sides and hardliners in Iran have stepped up the anti-American vitriol, the New York Times writes. [read post]
8 Jul 2015, 4:58 pm by Dan Goodin
Earlier Wednesday, the New York Stock Exchange suddenly halted all trading, citing unexplained technical problems, while United Airlines grounded all flights, and The Wall Street Journal website returned a 504 error indicating there was something seriously wrong with the news organization's servers. [read post]
8 Jul 2015, 2:48 pm by John Jascob
By Lene Powell, J.D.The New York Stock Exchange (NYSE and NYSE MKT) today suspended trading across all symbols for more than three hours, between 11:32 am and 3:10 pm ET. [read post]
8 Jul 2015, 2:29 pm by David Cosgrove
He’s accused of convincing four investors that they were investing in his businesses through the use of fraudulent documentation, and then spending the funds on personal expenses, including payments to a golf, hunting and fishing club, and $23,000 to a boarding school in New Hampshire.Late that month, the SEC filed fraud charges against an investment adviser and her New York-based firms accusing them of hiding the poor performance of loan assets in three… [read post]
6 Jul 2015, 5:08 pm by Kevin LaCroix
Walmex’s American Depositary Receipts trade on the New York Stock Exchange. [read post]
6 Jul 2015, 12:12 pm by Staley Smith, Quinta Jurecic
The New York Times notes that a state of emergency was imposed during the Arab Spring uprising in Tunisia and was only lifted last year. [read post]
1 Jul 2015, 5:44 am
., the New York Stock Exchange announced it had stopped trading because of internal trading issues. [read post]