Search for: "STRUCTURED ASSET SECURITIES CORPORATION"
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10 Oct 2023, 9:01 pm
While significantly bounded by disclosure and prudential regulations, this remains an animating feature and a significant part of the basic structure of free markets. [read post]
7 Apr 2009, 1:32 am
Madoff, in whole or in part, assets from three funds Merkin managed. [read post]
24 May 2012, 6:51 am
But most people, even corporate governance committees at financial exchanges conflate volume for liquidity-they are completely distinct. [read post]
22 Oct 2019, 11:06 am
In a recent speech, Attorney General William Barr highlighted the challenges that encryption presents to law enforcement and national security officials. [read post]
8 Dec 2021, 7:27 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
8 Dec 2021, 11:27 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
15 Dec 2017, 3:24 pm
Business Taxes Provision Current Law Conference Report Corporate Tax Rate Multi-bracket corporate income tax structure with a top marginal rate of 35 percent and a bubble rate of 39 percent. [read post]
15 Nov 2021, 12:34 pm
Wednesday, November 17, 2021, at 2:30 p.m: The Joint Economic Council will hold a hearing to examine cryptocurrency, with a focus on digital assets and the role of government. [read post]
23 Aug 2011, 2:00 am
Advance Notice of Corporate Actions. [read post]
1 May 2010, 7:15 am
The very possibility of a corporate turnaround has encouraged investors to take risk in buying discounted equity and debt in restructurings, where there would be far less interest in asset trading in liquidations. [read post]
8 Nov 2011, 11:54 am
" In response to the inquiry regarding individual offenders, the Commission pointed out it has brought actions against Brian Stoker, the Citigroup employee primarily responsible for structuring the CDO transaction, and Credit Suisse Asset Management's portfolio manager, Samir Bhatt. [read post]
31 Mar 2023, 10:32 am
Depending on which form is applicable and the complexity of a US affiliate’s corporate structure and the complexity of its foreign ownership, answering one of these questionnaires can be a substantial undertaking. [read post]
18 Dec 2023, 2:48 pm
. **** Q4 Matters SEC Charges Kraken for Operating as an Unregistered Securities Exchange. [read post]
29 Apr 2019, 10:28 am
Good knowledge of International Human Rights Law and the United Nations an asset. [read post]
13 Aug 2017, 6:00 am
For example, sponsors may be concerned that changes in the operations of existing assets or governmental functions, or the development of new sources of revenues, could give rise to competing claims to existing assets and cash flows. [read post]
28 Mar 2011, 7:06 am
BofA Merrill Lynch and its affiliates comprise a full service securities firm and commercial bank engaged in securities, commodities and derivatives trading, foreign exchange and other brokerage activities, and principal investing as well as providing investment, corporate and private banking, asset and investment management, financing and financial advisory services and other commercial services and products to a wide range of companies, governments and… [read post]
13 Feb 2012, 2:52 pm
Security breaches of your core IP can be costly. [read post]
1 Jun 2021, 12:14 pm
Experience with Congress, federal agencies, and corporate best practices preferred. [read post]
27 Jun 2019, 7:53 am
Department of Homeland Security, Homeland Security Investigations (HSI) on December 20, 2015, at the Port of Houston, Texas for violation of the Lacey Act and customs law were destroyed in accordance with a settlement agreement reached by the United States and the importer of the timber, Oregon-based Popp Forest Products Inc. [read post]
27 Jun 2019, 7:53 am
Department of Homeland Security, Homeland Security Investigations (HSI) on December 20, 2015, at the Port of Houston, Texas for violation of the Lacey Act and customs law were destroyed in accordance with a settlement agreement reached by the United States and the importer of the timber, Oregon-based Popp Forest Products Inc. [read post]
