Search for: "Securities Investor Protection Corporation"
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28 Sep 2009, 10:00 pm
He will be filing suit because he seeks to interdict assets and then equally distribute them to defrauded Madoff investors, as contemplated by the Securities Investor Protection Act. [read post]
20 Jan 2017, 6:22 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Aug 2020, 8:16 am
Kohn explains that, despite the Digital ruling, the SEC does have the legal authority to protect internal corporate whistleblowers from retaliation, and he argues for the necessity of these protections. [read post]
25 Feb 2014, 8:40 am
You're not just an investor protection shop any more SEC! [read post]
21 Aug 2009, 2:08 pm
Eschewing relatively obvious issues of corporate and securities law, he jumps right into the thick of the theoretical implications of the Supreme Court's attempt to evaluate competing econometric analyses of the fund market, briefly detouring along an important byway through competing behavioral and classical economic approaches. [read post]
30 Aug 2017, 7:11 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Aug 2012, 9:24 am
A federal judge ruled that an SEC action alleging securities fraud against the former CEO of Fannie Mae for misleading investors about the GSE’s level of exposure to risky subprime loans could proceed. [read post]
22 Sep 2017, 9:02 am
Somers May Kill Corporate Compliance Somers v. [read post]
22 Sep 2017, 9:02 am
Somers May Kill Corporate Compliance Somers v. [read post]
19 Mar 2007, 7:17 pm
It has also become noticeable that more European companies are being sued by investors in the US, so, like it or not, class actions are becoming of greater interest to UK investors, including pension funds. [read post]
21 Sep 2011, 12:42 am
The Director emphasized that, in considering whether to recommend that the Commission make changes to the rules restricting general solicitation, the SEC staff will remain cognizant of the investor protection mandate. [read post]
4 Apr 2023, 1:36 pm
” Judge Carter also held that several of the other statements on which the plaintiff sought to rely were “inactionable corporate puffery. [read post]
15 Mar 2018, 11:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Apr 2016, 1:36 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Feb 2015, 4:27 pm
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.An investor has petitioned the U.S. [read post]
24 Apr 2017, 10:19 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Apr 2012, 12:34 pm
Title II removes the prohibition against general solicitation or advertising on sales of non-publicly traded securities, provided that all purchasers of the securities are accredited investors. [read post]
21 Mar 2018, 4:11 pm
For example, in January, investors filed cybersecurity-related securities class action lawsuits against Intel and AMD (as discussed here and here). [read post]
8 May 2020, 3:02 am
Here’s the abstract: Dual-class stock enables a company’s controller to retain voting control of a corporation while holding a disproportionately lower level of the corporation’s cash-flow rights. [read post]
14 Dec 2007, 11:28 am
Despite the regulations that are in place to protect investors from fraud, there are times when investors are the victims of broker fraud or misconduct. [read post]
