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8 Dec 2021, 7:27 am
Generally, every CA RIA (other than those also registered as broker-dealers) that has custody of client funds or securities must maintain a minimum net worth of $35,000. [read post]
8 Dec 2021, 11:27 am
Generally, every CA RIA (other than those also registered as broker-dealers) that has custody of client funds or securities must maintain a minimum net worth of $35,000. [read post]
20 Jul 2011, 3:20 pm
As a result, investors in the United States and around the world would be less likely to lend us money in the future. [read post]
15 Feb 2017, 2:14 pm
Fusting (2016) 1 Cal.App.5th 404, 411; but see People v. [read post]
10 Nov 2017, 3:00 am
If you purchase US Treasury Bonds, you’re essentially lending to the federal government. [read post]
10 Nov 2017, 3:00 am
If you purchase US Treasury Bonds, you’re essentially lending to the federal government. [read post]
6 Dec 2010, 8:51 am
Only sometimes are suits settled out of court, in which cases plaintiffs may only receive 1-2 years of credit monitoring. [read post]
28 Jan 2011, 8:57 am
The more one considers payday lending, the more its ethicality hinges on two questions: 1. [read post]
3 May 2019, 10:07 am
SECURITY AND TRUSTS / AGENCY The agency concept is recognised in Canada and is used extensively in syndicated lending for both administration of the loans and holding collateral. [read post]
31 May 2018, 3:00 am
In addition to building regulations, the industry is directly impacted by lending regulations. [read post]
8 Jun 2023, 4:05 pm
What the survey asked These are the questions asked in the survey: 1. [read post]
25 Jul 2020, 12:06 am
Justice He Xiaorong appears to be the SPC senior official in charge of the #1 Civil Division. [read post]
19 Feb 2010, 11:18 am
We didn't see the webcam photos, but we did see a few status updates, from January 1, that might lend credence to our tipster's claim: "crush a bit. little bit. roll it up. take a hit. [read post]
14 Jul 2011, 10:50 am
They thrive on the country's debt -- they make money lending the government's own money to it, and then they make even more money borrowing money from the Fed at practically a zero percent rate and then lending that money still further, at market rates.Think of it this way: in a country with a fiat (paper) currency, all money is debt. [read post]
2 Sep 2015, 12:06 pm
And G.S. 20-30(2) makes it a Class 2 misdemeanor to counterfeit, sell, lend to, or knowingly permit the use of a driver’s license by a person not entitled to its use. [read post]
6 Nov 2009, 10:13 am
Judgment liens are indexed in the same manner as security interests and have the same priority. [read post]
8 May 2010, 2:26 pm
Australian Consumer Law Stage 2: includes a new national legislative scheme for consumer product safety May 2011 New Personal Property Securities law commences. [read post]
20 Jul 2008, 4:46 pm
This avoids passwordless accounts, which are a security threat. 5. [read post]
11 Sep 2023, 9:01 pm
Securities and Exchange Commission (“SEC”) adopted new rules under the Investment Advisers Act of 1940 (the “Advisers Act”) that will significantly impact private fund advisers (the “Final Rules”). [read post]
16 Feb 2022, 5:00 am
Going to college or buying a new house will be a problem because lending institutions frown on criminal behavior. [read post]
