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5 May 2007, 10:20 am
On Tuesday, shares of Dow Jones went from $36.33 to $56.20, which would give traders of calls huge profits. [read post]
4 Mar 2022, 10:21 am
FINRA Arbitrators Award Over $2 Million In Disputed Customer Transfer and Asset Purchase Agreement (BrokeAndBroker.com Blog)Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (SEC Release)SEC Obtains Final Judgment Against Operator of Fraudulent Digital Asset Trading Fund (SEC Release)FINRA Fines Deutsche… [read post]
28 Oct 2010, 12:49 pm
[JURIST] The EU Court of Justice [official website] has reinstated a ban on the import of seal products, according to a ruling [judgment text, in French] released Thursday rejecting challenges by Canada's Inuit hunters and fur traders. [read post]
23 Sep 2011, 1:23 pm
As enforcement of insider trading has picked up, traders have stepped back from legal lines for fear of being investigated, leaving behind mainstays like the so-called "expert networks" that were Mr. [read post]
7 Dec 2010, 12:08 pm
First Derivative Traders [oral arguments transcript, PDF; JURIST report], a securities fraud case. [read post]
19 Nov 2021, 3:27 am
Appellate Court Affirms $11.5 Million in Damages and Costs in Employment Defamation Case (BrokeAndBroker.com Blog)SEC Charges Mother and Son with Insider Trading (SEC Release)SEC Obtains Final Judgment Against Analyst Charged with Aiding & Abetting New York Pension Fund Pay-To-Play Scheme (SEC Release)SEC Charges Oilfield Services Company and Former CEO With Failing to Disclose Executive Perks and Stock Pledges (SEC Release)Israeli Securities Trader Sentenced To 30 Months In Prison For… [read post]
18 Oct 2018, 12:46 pm
So far, the potential contamination has affected prepared salads sold at popular retailers such as Whole Foods, Walmart, and Trader Joe's. [read post]
29 Apr 2007, 2:31 am
More than five years after the energy trader's collapse, Niemeier worries that the lessons of its failure are being ignored. [read post]
25 Aug 2010, 3:43 pm
A couple of weeks ago, we boasted about some delightful and cheap rosé wines that the Mrs. had picked up for us at Trader Joe's. [read post]
11 Dec 2014, 7:24 am
[JURIST] The US Court of Appeals for the Second Circuit [official website] on Wednesday overturned [opinion, PDF] the insider trading convictions of two former hedge fund traders. [read post]
10 Jul 2014, 8:12 am
The project purports to analyse the negotiation strategies between failed/insolvent traders and their creditors, on the basis of archives of the commercial courts . . [read post]
7 Jun 2021, 1:15 pm
This is especially attractive to frequent traders who require accurate pricing and full disclosure for difficult-to-value assets. [read post]
25 Aug 2023, 11:15 am
Patent and Trademark Office (USPTO) announced Friday it is extending the deadline on its Request for Comments on anticounterfeiting and antipiracy strategies by one month, to September 25, 2023; tobacco company Altria files a complaint against e-cigarette maker Juul alleging patent infringement of e-cigarette technology; a Trader Joe’s workers’ union files a motion to dismiss a trademark infringement lawsuit filed by the supermarket chain; and the New York Knicks accuse the… [read post]
13 Nov 2012, 8:47 am
D'AngeloBefore we even finished counting the votes in the 2012 presidential election, political pundits, environmental and energy practitioners, and, in some ways, even Wall Street traders, offered their insights on how President Obama would regulate the energy industry in the next four years. [read post]
5 Jun 2012, 8:41 am
Morgan traders, who made the derivatives trades that resulted in losses of $3 billion and counting, engaged in fraud, among other things. [read post]
1 Jun 2012, 8:13 am
Morgan disclosed losses of more than $3 billion by its “gunslinger” traders in London. [read post]
1 Nov 2010, 3:01 am
In what is being touted 'Stocks' week of reckoning' by the wire service, trading is expected to be particularly volatile as US mid-term elections and a two day Fed meeting take center stage in the minds of traders both there and around the globe. [read post]
9 Jul 2022, 3:29 pm
Bob Dylan at Trader Joe's.2. [read post]
25 Aug 2023, 11:15 am
Patent and Trademark Office (USPTO) announced Friday it is extending the deadline on its Request for Comments on anticounterfeiting and antipiracy strategies by one month, to September 25, 2023; tobacco company Altria files a complaint against e-cigarette maker Juul alleging patent infringement of e-cigarette technology; a Trader Joe’s workers’ union files a motion to dismiss a trademark infringement lawsuit filed by the supermarket chain; and the New York Knicks accuse the… [read post]
20 Feb 2009, 7:01 am
How the free IP Healthcheck helps you The free IP Healthcheck helps artists, artisans, inventors, sole traders and small and medium-sized businesses identify, protect and commercially exploit their intellectual property (‘IP'), such as trade marks, copyright works, patents, designs and design rights, and confidential information. [read post]
