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15 Jul 2019, 7:48 am by Astarita
., which has agreed to repay approximately $25 million to customers for its failure to adequately supervise traders in mortgage-backed securities. [read post]
15 Jul 2019, 6:37 am by Deb Givens
The EU’s antitrust commissioner, Margrethe Vestager, said that Sanrio Co. was fined 6.2 million euros ($7 million) because the company violated the bloc’s competition rules with licensing agreements that banned traders from selling merchandise in different countries in the bloc. [read post]
15 Jul 2019, 3:26 am by Sara Parrello
Hansson appealed to the Patents and Market Court, arguing that “ROSLAGS” was descriptive of a geographical region and it was in the public interest that it remains available to traders. [read post]
11 Jul 2019, 9:01 pm by Tamar Frankel
The value may depend on the traders or the managers of the trading of the basket—just as the investment company advisers are doing. [read post]
10 Jul 2019, 9:05 pm by Andrew N. Vollmer
First Derivative Traders involved the potential liability of an investment adviser for allegedly false statements in the prospectus of a mutual fund. [read post]
10 Jul 2019, 4:38 pm by INFORRM
In other words, the essential aim of trade marks is to distinguish the goods or services of one trader from those of another and guarantee their origins and quality to consumers. [read post]
The statutory report follows a call for evidence (CfE) that ran from 7 March to 1 May 2019 that sought detailed consideration of specific aspects of the Regulations that relate to: information to be provided pre-contract by traders in a range of circumstances; rights to withdraw from and cancellation of the contract; and prevention of hidden costs. [read post]
5 Jul 2019, 7:36 am by ccollins
Rinfret, who is a former New York trader, is now also facing parallel criminal charges. [read post]
3 Jul 2019, 10:39 am by Liza Herberger and Lars Lensdorf
The BMG shall be amended in such a way that address traders cannot use data from a civil register information for the purposes of advertising or address trading even with the consent of the data subject concerned. [read post]
3 Jul 2019, 9:04 am by Astarita
Berry’s leadership, the SEC has brought and litigated dozens of key matters, including:An emergency action that froze over $80 million held by foreign based traders, who had traded in advance of merger announcements involving DreamWorks Animation SKG Inc., Lattice Semiconductor Corp., and other companies.The SEC’s report of investigation regarding companies’ internal control obligations in the face of cyber-based attacks.An action against an intelligence… [read post]
3 Jul 2019, 6:54 am by Valerio De Stefano
Asking money to allow people working as you would ask the trader of a certain good to pay to accede to a specific market (e.g. listing stocks in the stock exchange) is an evident commodification of someone’s labour. [read post]
1 Jul 2019, 8:07 pm by News Desk
MSC 104102 60580 6000881 190614-403567 NY, MD 6/26/2019 Green Giant Fresh 10.5 oz. 190617-403954 6/29/2019 Trader Joe’s Trader Joe’s Butternut Squash Spirals 10.5 oz. [read post]
1 Jul 2019, 11:07 am by Denis Stearns
MSC104102 605806000881 190614-403567 NY, MD 6/26/2019 Green Giant Fresh 10.5 oz. 190617-403954 6/29/2019 Trader Joe’s Trader Joe’s Butternut Squash Spirals 10.5 oz. [read post]
30 Jun 2019, 6:18 pm by Chris Manes
We serve a clientele of successful innovators and investors, including founders exiting their startups through a sale or IPO, Bitcoin traders and investors, professional actors and athletes, and global citizens able to live and work anywhere. [read post]
28 Jun 2019, 8:09 am by Hollis Kelly
KEY POINTS FOR TRADERS Banking licence required for professional lending activity. [read post]
24 Jun 2019, 12:44 am by Chris Manes
I discussed my top five internet myths about California tax residency rules in a previous article. [read post]
20 Jun 2019, 11:47 am by Renae Lloyd
Additionally, FINRA alleged that the firm neglected to create and implement an adequate supervisory system and risk management system to govern its traders’ direct market access. [read post]
20 Jun 2019, 8:35 am by Astarita
The Securities and Exchange Commission today announced charges against five foreign traders for executing illegal matched trades in the stock of Medico International, Inc. [read post]
19 Jun 2019, 7:15 am by William J. Manning
” The E-1 visa is for Treaty Traders and allows a national of a treaty country (or countries that have otherwise been approved for this status) to be admitted to the U.S. to engage in international trade. [read post]
17 Jun 2019, 6:12 am by Associated Press
A wealthy stock trader awaits sentencing for his conviction in the fiery death of a man who was helping him secretly dig tunnels for a nuclear bunker beneath a Maryland home. [read post]