Search for: "US Trade and Exchange, LLC" Results 1481 - 1500 of 1,700
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29 Jul 2013, 4:17 am by Peter Mahler
According to the complaint (read here), the software is ESC’s sole asset and is a trade secret. [read post]
1 Feb 2022, 4:08 pm by Ben Vernia
The act helps to support our military and first responders by ensuring that government contractors provide equipment that is safe, effective and cost efficient; to safeguard American businesses and workers by promoting compliance with customs laws, trade agreements, visa requirements and small business protections; and to protect other critical government programs ranging from the provision of disaster relief funds to nutrition benefits for needy families.In 1986, Congress… [read post]
21 May 2020, 8:47 am by Kristian Soltes
Plaid Launches API Exchange To Accelerate Open Banking And Digital TransformationForbes – May 19, 2020 Data connectivity firm Plaid, which was acquired by Visa in January for $5.3 billion, announced the launch of the Plaid Exchange (PX). [read post]
13 Apr 2023, 1:32 pm by The White Law Group
The Firm failed to detect the mismarked tickets and failed to enforce its written supervisory procedures prohibiting solicitation of inverse or leveraged exchange traded funds. [read post]
13 Aug 2024, 10:19 pm by The White Law Group
Allegations include unsuitable investments in Exchange Traded Funds, Private Placements, and Equity Securities, among others. [read post]
The chairman of the SEC has released statements on the rise of cryptocurrencies (see www.sec.gov/news/testimony/testimony-virtual-currencies-oversight-role-us-securities-and-exchange-commission and www.sec.gov/news/public-statement/statement-clayton-2017-12-11) and the SEC has also published an investor bulletin on the topic. [read post]
29 Nov 2009, 11:30 am
Broker Discretionary Voting Under the change to New York Stock Exchange Rule 452 approved by the SEC in July 2009, brokers no longer will be able to vote uninstructed shares in uncontested director elections. [30] While broker votes averaged 19 percent of the shareholder votes in 2009, [31] it is not known how many brokers used proportiona [read post]
21 Mar 2024, 1:01 pm by Joshua Smeltzer
Supp. 2d 1140 (D.N.M. 2012), that taxpayers should have treated the LLC’s income as self-employment income. [read post]
10 May 2023, 9:01 pm by renholding
Some Chapter 11 proceedings yield a stand-alone restructuring where either (1) existing equity interests are eliminated and creditors emerge as the debtor’s new equity owners in exchange for their pre-bankruptcy claims or (2) a “plan sponsor” injects new capital in to the debtor in exchange for equity in the reorganized entity. [read post]
19 Jan 2016, 2:15 pm by Ronald Mann
NAREIT argued that the modern reality of REITs with tens of thousands of shareholders, trading shares on major stock exchanges, justifies giving REITs the same treatment as corporations, with citizenship depending on the state under which the trust is organized (in this case, Maryland). [read post]
22 Jul 2015, 3:56 am by Broc Romanek
The National Association of Manufacturers, a trade group, cited a member company that said it would face $18 million in costs related to implementing the rule. [read post]
19 Sep 2015, 4:51 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
12 May 2010, 2:50 am by SHG
This feed is for personal, non-commercial use only. [read post]
28 Jul 2013, 10:20 pm by Anita K. Krug
Stanford used two entities to carry out his scheme. [read post]
29 Oct 2011, 3:26 am by SHG
© 2011 Simple Justice NY LLC. [read post]