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23 Jun 2014, 3:44 am by Broc Romanek
And in her blog, Vanessa Schoenthaler notes that Senator Sherrod Brown (D-Ohio), Chair of the Banking Subcommittee on Financial Institutions and Consumer Protection, recently wrote a letter to Chair White questioning the Commission’s practices and procedures related to waiver of the automatic disqualification provisions… - Broc Romanek [read post]
4 Dec 2015, 3:35 am by Broc Romanek
Here’s the Evening Standard interview that allegedly violates the quiet period… Cybersecurity: Impacting Creditworthiness It shouldn’t be a surprise that cybersecurity issues is growing as a factor when analyzing a company’s creditworthiness, as this Moody’s report highlights…also see this excellent blog by Doug Greene about lagging board oversight of cybersecurity… – Broc Romanek [read post]
8 Dec 2009, 7:00 am
UPDATE: Broc Romanek, of The Corporate Counsel.net provides a great first-hand account of the hearing and his experience at the Supreme Court the day of the hearing: My SCOTUS Experience: The Full Monty. [read post]
30 Aug 2010, 1:30 pm by Steve Bainbridge
 Broc Romanek and Dave Lynn provide inside information about developments in securities law and happenings at the SEC.The Race to the Bottom. [read post]
22 Nov 2008, 4:28 pm
It is also, adds Broc Romanek, "nearly un-American because it would likely result in the government turning down companies that want to raise capital. [read post]
3 Jun 2015, 3:24 am by Broc Romanek
Of course, remember that this is all pulp fiction… Meanwhile, this article ticks off the SEC’s accomplishments over the past year based on Chair White’s recent testimony on the SEC’s 2016 budget… – Broc Romanek [read post]
23 Jul 2014, 4:38 am by Broc Romanek
With over 1450 pages – spanning 32 chapters – you will need this practical guidance for the challenges ahead… - Broc Romanek [read post]
17 Jul 2015, 3:25 am by Broc Romanek
Here’s a new poll for you to make a prediction: online surveys – Broc Romanek [read post]