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29 Jun 2016, 6:33 am
As it noted,Metropolitan Savings Bank (the Bank) was a small bank located in Pittsburgh. [read post]
28 Jun 2016, 6:43 am
.: National Developments and International Standards) describes the historical development of banking and securities regulation and supervision in the United States up to and including the Dodd-Frank Act. [read post]
20 Jun 2016, 11:41 am
The Israeli government approved roughly $20 million in additional financing for Jewish settlements in the West Bank. [read post]
17 Jun 2016, 6:05 am
Krug, University of Washington School of Law, on Monday, June 13, 2016 Tags: Asset management, Boards of Directors, Dodd-Frank Act, Financial regulation, Fund managers, Investment advisers, Investment Company Act, Investor protection, Mutual funds, Oversight Tilton: Constitutional Challenge to SEC Administrative Proceedings Posted by Jason M. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
16 Jun 2016, 4:12 am
But Cydney’s blog notes that Cooley’s “Government Analytics Practice Group” dug in to uncover what is behind the bill’s executive summary: – Repeal specialized public company disclosures for conflict minerals, extractive industries and mine safety (Dodd-Frank Title XV) – Expand the Sarbanes-Oxley Act Section 404(b) exemption for non-accelerated filers to include issuers with up to $250 million in market capitalization (up from the current threshold… [read post]
14 Jun 2016, 6:00 am
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), the Securities and Exchange Commission (“SEC”) must review the definition of “accredited investor” every four years to determine whether it needs to be modified or adjusted. [read post]
13 Jun 2016, 9:30 pm
Following the worst financial crisis in three generations—one that resulted in taxpayers spending hundreds of billions to bail out the big banks—Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act to ensure that a crisis of that sort never happened again. [read post]
13 Jun 2016, 1:00 pm
All lenders, including banks and credit unions, would be subject to the rule; the rule’s application is not limited to non-depository lenders. [read post]
13 Jun 2016, 10:29 am
Democrats scorn new GOP plan to undo Dodd-Frank, a new GOP plan to change how governments regulate Wall Street, calling it a giveaway to big banks. [read post]
10 Jun 2016, 3:13 am
When I served in Corp Fin in the mid-90s, I was tasked for a while with reviewing novel products created by investment banks. [read post]
9 Jun 2016, 9:30 pm
IN THE NEWS The Senate passed the Frank R. [read post]
6 Jun 2016, 6:12 am
Franke v. [read post]
5 Jun 2016, 11:17 pm
It would scrap the so-called Volcker Rule, which bans banks from making bets with taxpayer-insured deposits, and would impose new limits on the powers of the director of the five-year-old Consumer Financial Protection Bureau. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, May 28, 2016 Tags: Accountability, Arbitration, Banks, CFPB, Class actions, Consumer protection, Contracts, Dodd-Frank Act, Financial institutions, Financial regulation Fed, FDIC, and “Not Credible” Resolution Plans Posted by Michael Krimminger and Sean O’Neal, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, May 29, 2016 Tags: Bankruptcy, Bankruptcy Code, Banks, FDIC, Federal… [read post]
1 Jun 2016, 12:54 pm
Louishttps://www.stlouisfed.org/federal-banking-regulations/Search 'Dodd-Frank' in the search window for all banking regulations that relate to Dodd-Frank.Securities and Exchange Commissionhttps://www.sec.gov/spotlight/dodd-frank.shtml'Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act' is organized into four categories: Mandatory Rule Making Provisions; Public Comments; New Offices; and Reports & Studies. [read post]
1 Jun 2016, 10:02 am
AFR asserts that the CFPB has authority to take the actions it recommends under the Dodd-Frank Act, RESPA, and ECOA. [read post]
31 May 2016, 6:50 am
The 2010 Dodd-Frank law was supposed to make the banking system safer than it was. [read post]
28 May 2016, 4:50 pm
The proportionality of interference with those rights is ultimately a matter for the Court … but the Court cannot simply substitute its own decision for that of the primary decision-maker or frank the decision without itself considering it. [read post]
27 May 2016, 7:09 pm
Via FDIC Overview – “Section 165(i)(2) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) requires state nonmember banks and state savings associations with total consolidated assets of more than $10 billion to conduct annual stress tests. [read post]
