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29 Aug 2012, 5:28 am
Happy Birthday: Occupy Wall Street, the global movement against inequality that ignited in Manhattan last year, will mark its first anniversary by trying to block traffic in the financial district and encircle the New York Stock Exchange, Bloomberg reports. [read post]
15 Jul 2024, 11:38 am
These SEC regulations cover a wide range of entities from companies traded on the New York Stock Exchange to privately held LLCs. [read post]
21 Mar 2011, 3:58 am
What makes Judge Ware’s opinion noteworthy is that it is one of the first such opinions outside of the Southern District of New York. [read post]
6 Aug 2012, 7:10 am
In New York Stock Exchange trading, the price of Strats rose higher, on heavy volume, and stayed there for weeks. [read post]
24 Jan 2007, 3:30 am
See the report entitled “The Cost of Capital: An International Comparison,” prepared by Oxera Consulting at the London Stock Exchange’s website. [read post]
1 May 2024, 11:01 am
It was in April 2023 that Peakstone Realty Trust REIT joined the New York Stock Exchange. [read post]
23 Aug 2016, 1:19 pm
On August 17, 2016, jurors in a New York federal court convicted Sean Stewart on criminal charges of conspiracy, securities fraud, and tender offer fraud after more than five days of deliberation. [read post]
8 Apr 2020, 3:00 am
Here’s the intro: In light of U.S. and global equities markets declines resulting from the continued spread of the coronavirus (COVID-19), the New York Stock Exchange (NYSE) has temporarily suspended the application of one of its continued listing rules, which requires that listed companies maintain an average global market capitalization over a consecutive 30 trading-day period of at least $15 million (Market Capitalization Standard). [read post]
4 Aug 2009, 9:35 am
In a July 30 report (pdf, 8.6mb) sent to the House Oversight and Government Reform Committee highlighting a study of executive compensation in the banking industry, New York State Attorney General Andrew Cuomo said his investigation found that there is "no clear rhyme or reason to the way banks compensate and reward their employees. [read post]
19 Oct 2010, 8:01 am
On September 9, 2010, the Securities and Exchange Commission granted accelerated approval of the New York Stock Exchange’s proposed amendments to Rule 452. [read post]
4 Nov 2013, 3:30 pm
Twitter is set to start trading its shares on the New York Stock Exchange later this week. [read post]
11 Jun 2012, 2:23 pm
”Toward this end, the Senator urged the SEC to move forward with full implementation of the 2010 Cardin-Lugar provision in the Dodd-Frank Act requiring all companies listed on the New York Stock Exchange to publish their payments to foreign governments for oil, natural gas, and mineral development. [read post]
12 Jun 2009, 1:21 pm
FINRA, which stands for Financial Industry Regulatory Authority, was created in 2007 by the merger of the NASD (National Association of Securities Dealers) and the self-regulating entities of the New York Stock Exchange to provide uniform standards for self-regulation of the securities industry, including an online background database called BrokerCheck. [read post]
23 Dec 2019, 1:25 pm
Enlarge / T-Mobile CEO John Legere (left) and then-Sprint CEO Marcelo Claure during an interview on the floor of the New York Stock Exchange on April 30, 2018. [read post]
6 Jul 2010, 6:27 am
Lipton to the New York Stock Exchange Chairman & CEO Peer Forum. [read post]
20 Jul 2018, 8:55 am
Enlarge / T-Mobile CEO John Legere (left) and then-Sprint CEO Marcelo Claure during an interview on the floor of the New York Stock Exchange on April 30, 2018. [read post]
8 Mar 2021, 10:37 am
Enlarge / AT&T's logo and share price displayed on a monitor at the New York Stock Exchange on Tuesday, Jan. 22, 2019. [read post]
6 Aug 2012, 4:20 am
Because of the sudden and significant impact on Knight's capital base, the issue now is the ability of Knight to continue in its role not only as a New York Stock Exchange DMM, but also as a major wholesale market maker generally. [read post]
30 Jul 2014, 4:44 am
On June 25, 2014, New York Attorney General Eric T. [read post]
13 Oct 2010, 5:17 am
ALM – Virtual LegalTech December 14, 2010 Online Click here for more information. 2011 JANUARY LegalTech New York January 31 - February 2, 2011 New York, New York Click here for more information. [read post]
