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28 Oct 2019, 4:00 am
… Timely DisclosureThe Results Are In: CSA Review of Gender Diversity and Term Limit Disclosure On October 2, 2019, securities regulatory authorities in Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan published CSA Multilateral Staff Notice 58-311 Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions. [read post]
2 Apr 2011, 4:30 pm
Otherwise, welcome to a whole new and highly complex regulatory world! [read post]
10 Apr 2025, 2:03 am
We also have heard from the remaining FDA FOIA staff that it could be at least a month before they can even provide a new estimate for when to expect responses under pending FOIA requests. [read post]
20 Jan 2011, 1:09 pm
Internal, Administrative, and Regulatory Matters FDA is considering establishing a Center Science Council, enhancing staff/reviewer training, and developing a network of external experts, among other matters. [read post]
26 Oct 2007, 7:02 am
In his view, the daily management review of questions such as whether customers are being treated fairly, whether conflicts of interest are being managed appropriately and, critically, whether business risks are being managed, should be the norm in the more principles-based world.The FSA is not operating a no fail regulatory regime, assured Mr. [read post]
19 Jul 2010, 12:43 pm
Last but certainly not least, the bill will certainly not end regulatory uncertainty in the markets. [read post]
11 Aug 2024, 5:21 am
Under the Regulatory Flexibility Act, the FCC is required to review all rules after they have been in effect 10 years to determine if they are still necessary. [read post]
3 Nov 2024, 8:17 am
Compliance and regulatory tools were also spotlighted this month. [read post]
16 Mar 2020, 2:03 am
Here’s an excerpt from the press release: The staff guidance provides regulatory flexibility to companies seeking to change the date and location of the meetings and use new technologies, such as “virtual” shareholder meetings that avoid the need for in-person shareholder attendance, while at the same time ensuring that shareholders and other market participants are informed of any changes. [read post]
18 Apr 2022, 7:09 pm
The PTO does not have the same revolving-door tradition that is seen in other major regulatory agencies, and so this complaint would not have made my top-three. [read post]
27 Aug 2013, 8:13 pm
In addition, all organization should conduct well-documented periodic training and take other actions to monitor and enforce compliance by staff, contract [read post]
17 Apr 2016, 9:28 pm
Simeone Seven staff engineers from the U.S. [read post]
22 Jan 2023, 9:01 pm
According to the Fall 2022 Unified Agenda of Regulatory and Deregulatory Actions released by the Office of Management and Budget’s Office of Information and Regulatory Affairs in early January 2023 (the “Fall 2022 Unified Agenda”),[1] the SEC is expected to take final action on the climate-related disclosure rule in Spring 2023. [read post]
12 Jan 2021, 9:58 am
Tools such as research, consumer education, and consumer complaints might remain Bureau-wide, but the staff in each of these areas would be expected to develop expertise in working with each of the market-based units. [read post]
27 Oct 2024, 6:32 am
Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
4 Mar 2022, 7:00 am
Senior Staff Attorney – Government. [read post]
29 Aug 2012, 4:50 am
Chair Schapiro indicates in her letter that the staff is monitoring the impact of the JOBS Act and that she has previously asked the staff to review the offering communications rules and to consider issuance of a concept release. [read post]
26 Mar 2012, 9:46 am
We also reviewed each of the 450+ public comments submitted in response to the preliminary staff report.How is the final Framework different from the draft Framework and what should your privacy professionals be taking away from the Framework? [read post]
22 Oct 2011, 12:43 pm
The compensation system should include controls and should be regularly reviewed. [read post]
9 Sep 2013, 9:57 am
– DADS invited all Region 1 NFs to attend a Long Term Care Provider Meeting presented by the regional staff of the DADS, Regulatory Services Division. [read post]
