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7 Feb 2008, 4:19 am
Losses of 4.9 billion euros ($7.2 billion) sustained by Société Générale due to the actions of a rogue trader have left SocGen as a likely [...] [read post]
8 Mar 2012, 2:03 pm
Cohen writes: Wall Street “rewards bankers and traders for the revenue they generate by constantly selling whatever comes across their desks, regardless of its quality, is terribly, terribly broken. [read post]
16 Feb 2012, 3:30 am
Of course, quite often, a stockbroker or trader is in trouble because they have changed some other human being? [read post]
14 Mar 2024, 8:12 am
On 13 March 2024, the European Parliament issued a press release stating that it had adopted its first reading position on the alternative dispute resolution (ADR) proposal, which allows consumers to, submit complaints against traders to entities offering independent, fast and affordable consumer redress. [read post]
23 Jan 2019, 4:17 am
The former options trader at the Chicago Board of Trade was given a prison term that was approximately half the recommended federal guideline. [read post]
15 Mar 2017, 5:08 am
Following a joint FIA / European Federation of Energy Traders / Global Financial Markets Association / International Swaps and Derivatives Association letter to the European Securities and Markets Authority (ESMA) in December 2016, the trade associations have jointly submitted draft Q&As to ESMA on position reporting under Article 58 of MiFID II. [read post]
2 Dec 2011, 2:05 pm
The targets are former traders at hedge funds Diamondback Capital management LLC and Level Global Investors LP, and an analyst at mutual fund company Neuberger Berman Group LLC. [read post]
8 Dec 2006, 6:45 pm
INVESTOR'S BUSINESS DAILY: "The Department of Homeland Security recently warned stock traders and bankers that their online systems may be vulnerable to an al-Qaida cyberattack. [read post]
10 Jul 2012, 5:38 am
. “Iranian authorities never took much notice of the traders at the bazaar — which feels like something between a stock exchange floor and an off-track betting center — until the difference between the central bank’s official rate for dollars and the street rate began to widen, lowering confidence in the rial and greatly increasing the amount of currency being traded on the unofficial market.” I don’t know how they came to get the Bette Davis knees . . . [read post]
7 Feb 2008, 5:07 am
It is easy to dismiss Jérôme Kerviel, the rogue trader at Société Générale, as a fluke. [read post]
27 Jun 2007, 2:04 am
Comparative advertisements must not be misleading Boehringer Ingelheim Ltd and Others v Vetplus Ltd Court of Appeal “No interim injunction would issue to inhibit comparative advertising, whereby one trader promoted his goods over those of a rival, unless the claimant could show the advertising was misleading and he would probably win a permanent injunction at trial. [read post]
30 Jul 2018, 8:58 am
David Trader, a geriatric psychiatry specialist provided key testimony. [read post]
8 Feb 2008, 2:01 pm
A Paris court on Friday ordered that Jérôme Kerviel, the former trader who Société Générale says cost it more than $7 billion last month, be jailed during the course of the ongoing investigation and any eventual trial. [read post]
13 Feb 2024, 9:01 pm
Final Rules The final rules expand the scope of dealers by “further defining” the words “as a part of a regular business” for purposes of the trader exclusion. [read post]
3 Dec 2012, 9:38 am
A lawyer for Glenn Hadden, the head of global rates at Morgan Stanley, says the CME inquiry of his client concerns "technical risk management activity in a one-minute period four years ago during which Mr. [read post]
8 Aug 2011, 4:09 pm
The stock market's latest swoon has good material for a Web site on the anguish of those on the trading floor, but for its creator, the humor has worn off. [read post]
3 Jun 2011, 4:15 pm
Noah Freeman, who has confessed to insider trading, said he had provided investigators with names of more than a dozen individuals who might have also committed crimes. [read post]
27 Oct 2016, 2:58 pm
N.C. [read post]
5 Mar 2012, 4:29 am
Mike Stewart, the global head of proprietary trading at JPMorgan Chase, is leaving the bank to start his own hedge fund, as banks reorganize their operations ahead of the implementation of the so-called Volcker Rule. [read post]
27 May 2008, 1:15 am
“A new legal weapon came into force over the weekend in a government crackdown on unscrupulous companies that mislead customers or use aggressive sales tactics. [read post]
