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16 Jul 2018, 7:37 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former Westpark Capital, Inc. [read post]
12 Aug 2015, 6:41 am
Officials focused on the lack of independent verification of data used in a study by Deloitte, and they raised concerns about the methodology used in a study by National Economic Research Associates, Inc. [read post]
30 Jul 2012, 11:14 am
The receiver is claiming in the suit that NRP Financial Inc. [read post]
17 Feb 2013, 7:30 am
Patent & Trademark Office issued 27 patents to electronics manufacturer Apple Inc., including two design patents and a couple of patents related to improvements in wireless connectivity. [read post]
1 Aug 2016, 1:21 pm
The Financial Industry Regulatory Authority (FINRA) announced today a complaint filed against Hank Marker Werner for allegations including securities fraud for churning the account of a senior-aged blind widow customer and for making excessive and unsuitable trading recommendations in a News Release. [read post]
9 Aug 2024, 6:00 am
Industry Developments SPOTLIGHT: PayPal Rolls Out Its Fastlane Checkout Service for Online SalesDigital Transactions News – August 6, 2024 PayPal Holdings Inc. [read post]
26 May 2011, 4:05 pm
CH2M Hill, Inc. [read post]
9 Sep 2015, 6:51 am
Bob Wines Nursery, Inc., et al., No. 14-13842 (11th Cir. [read post]
2 Sep 2015, 4:10 pm
Marler was recently featured in PBS’s Frontline (http://pbs.org/wgbh/pages/frontline/trouble-with-chicken/) and The New Yorker to discuss issues relating to Salmonella in the food industry: (http://www.newyorker.com/magazine/2015/02/02/bug-system). [read post]
14 Dec 2011, 3:45 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
17 May 2021, 10:01 pm
Trucking Ass’ns, Inc. v. [read post]
17 Mar 2017, 6:56 am
., a mid-sized broker-dealer based in New York City with 415 registered reps, is being investigated by three regulatory agencies, including the SEC, The Financial Industry Regulatory Authority Inc., the Securities and Exchange Commission and the Treasury Department’s Financial Crimes Enforcement Network, (FINCEN). [read post]
13 Dec 2017, 8:04 am
Next Financial Group– New Procedures but Misconduct Reportedly Continues According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has fined Next Financial Group Inc. [read post]
28 Apr 2022, 10:47 am
Vadilal Industries USA Inc. is recalling Vadilal Quick Treat brand Custard Apple Pulp because of possible Salmonella contamination, according to a recall notice posted by the U.S. [read post]
3 Oct 2011, 4:07 pm
., Inc. of Camas, Washington (collectively, “Furuno”) filed a complaint requesting that the ITC commence an investigation pursuant to Section 337. [read post]
15 Jun 2010, 12:00 pm
The Food and Beverage Scholarship Foundation Inc. [read post]
11 Feb 2015, 4:49 am
Governor Tom Wolf was elected based upon a platform that promised to keep a closer eye on the growing Marcellus Shale natural gas industry in Pennsylvania. [read post]
18 Jan 2011, 12:13 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
6 Feb 2019, 6:52 am
American Eagle Express Inc., New Jersey-based delivery drivers for AEX alleged that the company misclassified them as independent contractors rather than employees in violation of the New Jersey Wage and Hour Law and the New Jersey Wage Payment Law. [read post]
21 Mar 2012, 4:34 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
