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6 Mar 2020, 6:51 am by Shannon O'Hare
Regulated activities require permissions and monitoring from the Financial Conduct Authority (“FCA“) and Prudential Regulation Authority. [read post]
30 Dec 2010, 6:00 am by Kara OBrien
The Committee of European Banking Supervisors (CEBS) is tasked under CRD3 to issue guidelines to assist firms in complying with and implementing the remuneration principles. [read post]
11 Dec 2009, 11:38 am by James Hamilton
The Council must also issue formal recommendations to the SEC and other Council members to adopt heightened prudential standards for the firms they regulate in order to mitigate system risk. [read post]
11 Sep 2010, 12:09 pm by Kent Scheidegger
She also sought to withdraw $50,000 from Julian's Prudential Securities account with a forged check that she falsely claimed he had written to her before his death. [read post]
12 Jul 2012, 2:52 pm by Donald Childress
National Australia Bank, which like Kiobel involved the extraterritorial application of U.S. law to foreign conduct. [read post]
1 Jun 2024, 9:05 pm by Melissa Bredbenner
In addition to teaching at LSE, Black serves as an external member of the Bank of England’s Prudential Regulation Committee and its Financial Markets Infrastructure Committee. [read post]
25 May 2014, 8:34 am by Silverberg Zalantis LLP
First addressing finality, the Court also noted the requirement of finality is"prudential" rather than jurisdictional. [read post]
25 Oct 2010, 10:30 am by Steve Bainbridge
In addition to the standard prudential arguments in favor of limited government, which counsel caution in concluding that a purported market failure requires government correction, behavioral economics itself argues against presuming the desirability of intervention: Proposals designed to address biases generally entail the intervention of judges, legislators, or bureaucrats who are [themselves] subject to various biases. [read post]
1 Aug 2019, 1:00 am by Matrix Legal Support Service
It is also looking at issues arising out of the case of Prudential Assurance Company Ltd v Commissioners for HMRC [2018] UKSC 39. [read post]
9 Sep 2011, 6:00 am by admin
    The condo association will not be holding the mortgage – that’ll be a bank somewhere. [read post]
“It is true that shareholders sometimes encourage companies, including investment banks, to ramp up short-term returns through leverage. [read post]
18 Aug 2011, 5:00 am by Bexis
Prudential Securities, Inc., 857 N.E.2d 621, 659-60 (Ohio App. 2006) (investment-related torts) ($6,800,000). [read post]
Australian Prudential Regulation Authority (APRA) publishes data on the temporary early release of superannuation scheme APRA has continued to publish weekly data at both an industry and fund level on the temporary COVID-19 superannuation Early Release Scheme. [read post]
15 Aug 2012, 6:00 am by admin
  As I wrote two years ago:   This is land-banking coupled with emotionally satisfying leisure. [read post]
12 Jun 2024, 9:01 pm by renholding
ENDNOTES 1 The paper was in response to a 15 February 2024 request by the secretary of state for Science, Innovation and Technology. 2 See ICO news releases on actions announced on 23 February 2024 and 23 May 2022. 3 In addition to audits specific to the UK’s General Data Protection Regulation (GDPR), the ICO is also conducting audits related to other legislation, such as the Privacy and Electronic Communications Regulations (PECR), the Network and… [read post]