Search for: "Securities Investor Protection Corporation" Results 1521 - 1540 of 4,476
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
7 Jan 2015, 4:37 am by Kevin LaCroix
”   The circumstances surrounding cyber security breaches may yet prove to be a source of significant corporate and securities litigation. [read post]
28 Jan 2010, 2:02 am by Kevin LaCroix
" Law firms are "advising their clients to revisit their compliance and corporate-governance procedures to protect against similar suits. [read post]
21 Apr 2015, 3:52 pm by D. Daxton White
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Jan 2014, 7:51 am by D. Daxton White
  The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
16 Nov 2009, 1:16 am
Simply put, insurance alone may be insufficient to fully protect against liability exposures under the federal securities laws. [read post]
6 Mar 2014, 2:26 pm by Holland & Hart
  Purpose of SOX Supports Extending Whistleblower Protections to Employees of Private Contractors  The Court emphasized that SOX was enacted to safeguard investors in public companies and to restore trust in the financial markets after the collapse of Enron Corporation. [read post]
10 Apr 2012, 1:13 am by Kevin LaCroix
Ought there to be standards protecting the prospective litigants? [read post]
10 Apr 2012, 1:13 am by Kevin LaCroix
Ought there to be standards protecting the prospective litigants? [read post]
10 Jul 2017, 7:50 am by Renae Lloyd
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Sep 2020, 6:31 am
Pifer, Ropes & Gray LLP, on Monday, August 31, 2020 Tags: Benefit corporationCorporate forms, Delaware law, DGCL, Disclosure, ESG, State law, Sustainability 2020 Mid-Year Securities Litigation Update Posted by Jefferson E. [read post]
1 Apr 2021, 5:00 am by John Jascob
Side D protects costs associated with internal investigations as a response to a shareholder derivative claim. [read post]
12 Jan 2023, 11:06 am by Evan Schwartz
These policies also provide some protections for the entity. [read post]
27 Jan 2023, 9:05 pm by Anilya Krishnan
Williams and Nagy recommend that the SEC reframe its mission of “protecting investors” to encompass greater transparency for investors from corporations concerning their ESG initiatives. [read post]
12 Oct 2009, 7:43 am
As stated by Susan Hackett, senior vice president and general counsel for the Association of Corporate Counsel, corporate lawyers would be unable to do their job effectively if they did not trust that the company will protect materials covered by the attorney client privilege. [26] This policy is one that we should adhere to the fullest in order to protect the investors, corporation and the field of corporate law itself. [read post]
18 Jan 2022, 1:55 pm by Kevin LaCroix
”   The defendants moved to dismiss the plaintiff’s amended complaint, contending that none of the statements on which the plaintiff relies are false or misleading; some of them are protected by the safe harbor; some are opinions or corporate puffery; that the plaintiff had not adequately alleged scienter; and that the two supposed corrective disclosure cannot be relied upon. [read post]
23 Mar 2016, 6:15 am by D. Daxton White
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Feb 2023, 9:24 am by Christopher Bosch and Elizabette Privat
Alternative Regulatory Regime: No alternative regulatory regime or risk-reducing factors existed to protect investors. [read post]
Alternative Regulatory Regime: No alternative regulatory regime or risk-reducing factors existed to protect investors. [read post]
7 Mar 2019, 11:26 am by Renae Lloyd
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]