Search for: "Securities Investor Protection Corporation"
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10 Dec 2019, 2:55 pm
Unlike the NYAG case and the securities class action lawsuit, the Massachusetts AG’s case does not allege securities fraud; the Massachusetts lawsuit is based on consumer protection laws, and claims that consumers were misled about how the company contributes to global climate change and about being an environmentally friendly company. [read post]
10 Dec 2019, 4:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Dec 2019, 7:36 am
Tribal governments should be provided parity with state governments, and the dollar amounts to scale for geography should be revised to lower the thresholds in states/regions with a lower cost of living.The Commission responded that the Division of Corporation Finance is currently considering recommending propose amendments to expand the definition of accredited investor under Securities Act Regulation D. [read post]
6 Dec 2019, 1:03 pm
The point was to protect investors against currency devaluation. [read post]
6 Dec 2019, 8:50 am
Specifically, the amendment provides: "any nonpublic information, from whatever source, that has, or would reasonably be expected to have, a material effect on the market price of any [security]. [read post]
6 Dec 2019, 7:10 am
Importantly, the protections are not available to directors in circumstances where the company has not complied with its obligations in relation to tax and employee entitlements. [read post]
6 Dec 2019, 5:43 am
Securities and Exchange Commission, on Thursday, December 5, 2019 Tags: Investor protection, Retail investors, SEC, Securities enforcement, Securities fraud, Securities regulation, Solicitation [read post]
26 Nov 2019, 5:22 am
Through this acquisition, Proofpoint will provide security teams with the capability to understand and respond to data being mishandled, whether on a corporate device, in a cloud app like Office 365, or via email allowing teams to rapidly detect, investigate, and prevent potential insider threat incidents. [read post]
25 Nov 2019, 4:13 am
Security interests in registered marks can be recorded at the USPTO.18. [read post]
22 Nov 2019, 7:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
22 Nov 2019, 5:51 am
Securities and Exchange Commission, on Saturday, November 16, 2019 Tags: Disclosure, Dodd-Frank Act, Engagement, ESG, Exchange-traded funds, Investment advisers, Investor protection, LIBOR, Proxy voting, Retail investors, SEC, SEC rulemaking, Securities regulation, Shareholder voting PCAOB Corporate Governance Posted by Cydney Posner, Cooley LLP, on Sunday,… [read post]
22 Nov 2019, 3:00 am
The visits to the OMB overlap with the period Mulvaney was acting director of the Consumer Financial Protection Bureau, which has oversight of the payday lending industry. [read post]
21 Nov 2019, 9:04 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
21 Nov 2019, 8:44 am
In a brief notice in its fiscal 2019 report to the Securities and Exchange Commission, Visa said the FTC’s Bureau of Competition on Nov. 4 “requested that Visa provide, on a voluntary basis, documents and information for an investigation as to whether Visa’s actions inhibited merchant choice in the selection of debit payments networks in potential violation of the Durbin Amendment to the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Nov 2019, 10:51 am
House Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, available here. [read post]
19 Nov 2019, 2:23 pm
As the report notes, “retaliation protection remains a key tenet of the whistleblower program. [read post]
18 Nov 2019, 11:17 am
Silver Law Group represents investors in securities and investment fraud cases, including cases of selling away, churning, and unsuitability. [read post]
17 Nov 2019, 2:44 pm
” This was new policy territory for technology companies, and to a great extent new territory for legislators, academics, investors and human rights advocates. [read post]
15 Nov 2019, 5:10 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Nov 2019, 7:54 am
That’s just the tip of the rapidly melting iceberg for investors. [read post]
