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19 Nov 2011, 5:19 pm
FINRA believes that Chase failed to properly train its brokers or give them guidance about the suitability of floating-rate loan funds and UITs, as well as the risks involved. [read post]
19 Nov 2011, 7:14 am
Morgan Stanley Investment Management is a wholly owned subsidiary of Morgan Stanley. [read post]
18 Nov 2011, 4:00 pm by Ryan Radia
The Stop Online Piracy Act (SOPA), a controversial bill before the House of Representatives aimed at combating “rogue websites,” isn’t just about criminal, foreign-based sites that break U.S. intellectual property laws with impunity. [read post]
18 Nov 2011, 8:52 am by Dan Ernst
Transnational Legal Networks and the Limits of American Power, 1906-39 Chair: Stanley N. [read post]
17 Nov 2011, 5:26 pm
The Securities and Exchange Commission says Morgan Stanley Investment Management (MSIM) set up a fee arrangement that charged a fund (as well as its investors) for services that they weren’t actually getting from another party. [read post]
17 Nov 2011, 1:51 pm by Mark Stanley
11/17/2011 Author:  Mark Stanley Digital Copyright Filtering/Watermarking/DRM More Issues in Digital Copyright At yesterday's House Judiciary Committee hearing on the Stop Online Piracy Act (SOPA), Rep. [read post]
16 Nov 2011, 8:51 am by Adam Goodman
The reality is, and the media is well aware of this, is that there is always the possibility of a production order. [read post]
15 Nov 2011, 8:20 pm
The list contains some of the biggest names on Wall Street: American International Group, Ameriprise, Bank of America, Bear Stearns, Credit Suisse, Goldman Sachs, JP Morgan Chase, Merrill Lynch, Morgan Stanley, Putnam Investments, Raymond James, RBC Dain Rauscher, UBS and Wells Fargo. [read post]
14 Nov 2011, 12:58 pm by Paul Maharg
  In so doing they are part of a community of practice (Stanley Fish, etc). [read post]
11 Nov 2011, 9:15 am by Kara OBrien
The cases involve jurisdictional and service issues as well as challenges in representation. [read post]
9 Nov 2011, 5:31 am by Mandelman
Wow, when it comes to our economy, what a difference a month or so makes, wouldn’t you say? [read post]
4 Nov 2011, 8:23 am by admin
Stanley repeated his offensive (and unfunny) catch phrase from prior weeks yet again. [read post]
1 Nov 2011, 12:26 pm by Katie Ginnane
Well, the Motion Picture Association of America establishes the rating standards we so frequently use while attending movies, among other things. [read post]
31 Oct 2011, 5:23 pm
  If you don't know Bob, he also does color commentary for ESPN during basketball season, and the occassional football game, as well as the local (Big East Network, for now) broadcast of Louisville games. [read post]
30 Oct 2011, 9:26 pm by Adam Levitin
 Well, consider a homeowner with a $135,000 home with a $200,000 mortgage on it. [read post]